| 1. |
KEY
INFORMATION |
|
|
|
| (a) |
Full name of
discloser: |
Voya Financial,
Inc |
|
| (b) |
Owner
or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For
a trust, the trustee(s), settlor and beneficiaries must be
named. |
|
|
| (c) |
Name of
offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form for each offeror/offeree |
Vantiv Inc |
|
| (d) |
If an exempt fund
manager connected with an offeror/offeree, state this and specify
identity of offeror/offeree: |
|
|
| (e) |
Date
position held/dealing undertaken:
For an opening position disclosure, state the latest practicable
date prior to the disclosure |
16 November 2017 |
|
| (f) |
In
addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state
“N/A” |
YES
Worldpay Group PLC |
|
|
|
| 2. |
POSITIONS OF THE
PERSON MAKING THE DISCLOSURE |
|
|
|
| If there are
positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c),
copy table 2(a) or (b) (as appropriate) for each additional class
of relevant security. |
|
| (a) |
Interests and short
positions in the relevant securities of the offeror or offeree to
which the disclosure relates following the dealing (if
any) |
|
|
|
| Class of relevant
security: |
Common Stock
(US92210H1059) |
|
|
Interests |
Short
Positions |
|
|
Number |
% |
Number |
% |
|
| (1) |
Relevant securities
owned and/or controlled: |
2,896,611 |
1.782
% |
|
|
|
| (2) |
Cash-settled
derivatives: |
|
|
|
|
|
| (3) |
Stock-settled
derivatives (including options) and agreements to
purchase/sell: |
|
|
|
|
|
|
Total |
2,896,611* |
1.782
% |
|
|
|
| *Voya Financial, Inc
does not have discretion regarding voting decisions in respect of
735,844 shares that are included in the total above. |
|
|
|
All
interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions). |
|
|
|
|
|
| (b) |
Rights to subscribe
for new securities (including directors’ and other employee
options) |
|
|
|
| Class of relevant
security in relation to which subscription right exists: |
|
|
| Details, including
nature of the rights concerned and relevant percentages: |
|
|
|
|
| 3. |
DEALINGS (IF ANY) BY
THE PERSON MAKING THE DISCLOSURE |
|
|
|
Where
there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table
3(a), (b), (c) or (d) (as appropriate) for each additional class of
relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated. |
|
| (a) |
Purchases and
sales |
|
|
|
| Class
of relevant security |
Purchase/sale |
Number
of securities |
Price
per unit |
|
| Common Stock
(US92210H1059) |
Sale |
435 |
70.2284 |
|
|
|
| (b) |
Cash-settled
derivative transactions |
|
|
|
| Class
of relevant security |
Product description e.g. CFD |
Nature
of dealing e.g. opening/closing a long/short position,
increasing/reducing a long/short position |
Number
of reference securities |
Price
per unit |
|
|
|
|
|
|
|
|
|
| (c) |
Stock-settled
derivative transactions (including options) |
|
| (i) |
Writing, selling,
purchasing or varying |
|
| Class
of relevant security |
Product
description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number
of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry
date |
Option
money paid/ received per unit |
|
|
|
|
|
|
|
|
|
|
| (ii) |
Exercise |
|
|
|
| Class
of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number
of securities |
Exercise price per unit |
|
|
|
|
|
|
|
|
|
| (d) |
Other dealings
(including subscribing for new securities) |
|
|
|
| Class
of relevant security |
Nature
of dealing e.g. subscription, conversion |
Details |
Price
per unit (if applicable) |
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
| 4. |
OTHER
INFORMATION |
|
| (a) |
Indemnity and other
dealing arrangements |
|
Details
of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state “none” |
| None |
|
| (b) |
Agreements,
arrangements or understandings relating to options or
derivatives |
|
Details
of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state “none” |
| None |
|
| (c) |
Attachments |
|
| Is a Supplemental
Form 8 (Open Positions) attached? |
NO |
|
| Date of
disclosure |
17 November 2017 |
| Contact name |
Salvatore DiCostanzo |
| Telephone
number |
212-309-8446 |
|
|
|
|
Public disclosures under Rule 8 of
the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit
is available for consultation in relation to the Code’s disclosure
requirements on +44 (0)20 7638 0129.