TIDMHMSO TIDMINTU TIDMTTM
RNS Number : 4853J
Hammerson PLC
29 March 2018
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Hammerson plc
-------------------------------------------------------------------------------------------- ------------------------
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
-------------------------------------------------------------------------------------------- ------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Offeree - Hammerson plc
Use a separate form for each offeror/offeree
-------------------------------------------------------------------------------------------- ------------------------
(d) Is the discloser the offeror or the offeree? OFFEREE
-------------------------------------------------------------------------------------------- ------------------------
(e) Date position held: 28 MARCH 2018
The latest practicable date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in YES
respect If YES, specify which:
of any other party to the offer? Intu Properties plc
If it is a cash offer or possible cash offer, state "N/A" Klépierre S.A.
-------------------------------------------------------------------------------------------- ------------------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: N/A
----------------------------------------------------------------------------------- --------------------------------
Interests Short positions
----------------------------------------------------------------------------------- ------------ ------------------
Number % Number %
----------------------------------------------------------------------------------- -------- ------------- ---
(1) Relevant securities owned and/or controlled: N/A - N/A -
----------------------------------------------------------------------------------- -------- ------------- ---
(2) Cash-settled derivatives: N/A - N/A -
----------------------------------------------------------------------------------- -------- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: N/A - N/A -
----------------------------------------------------------------------------------- -------- ------------- ---
N/A - N/A -
TOTAL:
----------------------------------------------------------------------------------- -------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: N/A
---------------------------------------------------------------------------- ----
Details, including nature of the rights concerned and relevant percentages: N/A
---------------------------------------------------------------------------- ----
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
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a) Beneficial holdings of the Directors of Hammerson plc and their close relatives in its
ordinary shares
Name Number of shares Percentage of
issued share
capital
----------------------- ----------------- --------------
David Tyler 75,000 0.0094%
----------------------- ----------------- --------------
Margaret Fingerhut
(spouse of David
Tyler) 2,370 0.0003%
----------------------- ----------------- --------------
David Atkins 417,851 0.0526%
----------------------- ----------------- --------------
Susan Louise
Atkins (spouse
of David Atkins) 210,748 0.0265%
----------------------- ----------------- --------------
Martin Wellsbury
(Father of spouse
of David Atkins) 1,000 0.0001%
----------------------- ----------------- --------------
Timon Drakesmith 210,025 0.0264%
----------------------- ----------------- --------------
Deborah Rheims
Drakesmith (spouse
of Timon Drakesmith) 220,836 0.0278%
----------------------- ----------------- --------------
Peter Cole 324,778 0.0409%
----------------------- ----------------- --------------
Jean-Philippe
Mouton 334,840 0.0422%
----------------------- ----------------- --------------
Terry Duddy 35,000 0.0044%
----------------------- ----------------- --------------
Melanie Duddy
(spouse of Terry
Duddy) 30,000 0.0038%
----------------------- ----------------- --------------
Pierre Bouchut 20,279 0.0026%
----------------------- ----------------- --------------
Gwyn Burr 5,182 0.0007%
----------------------- ----------------- --------------
Andrew Formica 22,000 0.0028%
----------------------- ----------------- --------------
Judy Gibbons 4,115 0.0005%
----------------------- ----------------- --------------
b) Interests held by Directors of Hammerson plc under its share plans
David Atkins:
Name of Number Original Exercise Exercise
Scheme of shares Grant Date period Price
in respect
of which
options
granted
------------- ------------ ------------ -------------- ---------
Long Term 120,145 1 April April 2018 Nil
Incentive 2014 - April 2021 cost
Plan option
------------- ------------ ------------ -------------- ---------
142,168 26 March March 2019 Nil
2015 - March 2022 cost
option
------------- ------------ ------------ -------------- ---------
219,359 24 March March 2020 Nil
2016 - March 2023 cost
option
------------ ------------ -------------- ---------
224,974 3 April April 2021 Nil
2017 - April 2024 cost
option
------------ ------------ -------------- ---------
285,587 6 March March 2023 Nil
2018 - March 2025 cost
option
------------- ------------ ------------ -------------- ---------
Deferred 48,950 1 March March 2018 Nil
Bonus Share 2016 - March 2023 cost
Scheme option
------------- ------------ ------------ -------------- ---------
21,700 27 April April 2018 Nil
2016 - April 2023 cost
option
------------- ------------ ------------ -------------- ---------
37,213 1 March March 2019 Nil
2017 - March 2024 cost
option
------------ ------------ -------------- ---------
18,530 2 May 2017 May 2019 Nil
- May 2024 cost
option
------------ ------------ -------------- ---------
52,900 6 March March 2020 Nil
2018 - March cost
2025 option
------------- ------------ ------------ -------------- ---------
Sharesave 2,102 24 March May 2019 GBP4.28
2016 - October
2019
------------- ------------ ------------ -------------- ---------
765 23 March May 2020 GBP4.70
2017 - October
2020
------------- ------------ ------------ -------------- ---------
Timon Drakesmith:
Name of Number Original Exercise Exercise
Scheme of shares Grant Date period Price
in respect
of which
options
granted
------------- ------------ ------------ -------------- ---------
Long Term 82,108 1 April April 2018 Nil
Incentive 2014 - April 2021 cost
Plan option
------------- ------------ ------------ -------------- ---------
97,160 26 March March 2019 Nil
2015 - March 2022 cost
option
------------- ------------ ------------ -------------- ---------
149,914 24 March March 2020 Nil
2016 - March 2023 cost
option
------------ ------------ -------------- ---------
163,976 3 April April 2021 Nil
2017 - April 2024 cost
option
------------ ------------ -------------- ---------
207,861 6 March March 2023 Nil
2018 - March cost
2025 option
------------- ------------ ------------ -------------- ---------
Deferred 33,453 1 March March 2018 Nil
Bonus Share 2016 - March 2023 cost
Scheme option
------------- ------------ ------------ -------------- ---------
14,831 27 April April 2018 Nil
2016 - April 2023 cost
option
------------- ------------ ------------ -------------- ---------
27,187 1 March March 2019 Nil
2017 - March 2024 cost
option
------------ ------------ -------------- ---------
12,656 2 May 2017 May 2019 Nil
- May 2024 cost
option
------------ ------------ -------------- ---------
38,557 6 March March 2020 Nil
2018 - March cost
2025 option
------------- ------------ ------------ -------------- ---------
Sharesave 765 23 March May 2020 GBP4.70
2017 - October
2020
------------- ------------ ------------ -------------- ---------
Peter Cole:
Name of Number Original Exercise Exercise
Scheme of shares Grant Date period Price
in respect
of which
options
granted
------------- ------------ ------------ -------------- ---------
Long Term 97,770 2 April April 2017 Nil
Incentive 2013 - April 2020 cost
Plan option
------------- ------------ ------------ -------------- ---------
87,542 1 April April 2018 Nil
2014 - April 2021 cost
option
------------- ------------ ------------ -------------- ---------
103,589 26 March March 2019 Nil
2015 - March 2022 cost
option
------------ ------------ -------------- ---------
159,834 24 March March 2020 Nil
2016 - March 2023 cost
option
------------ ------------ -------------- ---------
163,976 3 April April 2021 Nil
2017 - April 2024 cost
option
------------ ------------ -------------- ---------
207,861 6 March March 2023 Nil
2018 - 2025 cost
option
------------- ------------ ------------ -------------- ---------
Deferred 53,224 12 March March 2014 Nil
Bonus Share 2012 - March 2019 cost
Scheme option
------------- ------------ ------------ -------------- ---------
70,137 11 March March 2015 Nil
2013 - March 2020 cost
option
------------- ------------ ------------ -------------- ---------
35,667 1 March March 2018 Nil
2016 - March 2023 cost
option
------------ ------------ -------------- ---------
15,812 27 April April 2018 Nil
2016 - April 2023 cost
option
------------ ------------ -------------- ---------
27,119 1 March March 2019 Nil
2017 - March 2024 cost
option
------------ ------------ -------------- ---------
13,503 2 May 2017 May 2019 Nil
- May 2024 cost
option
------------ ------------ -------------- ---------
36,121 6 March March 2020 Nil
2018 - March cost
2025 option
------------- ------------ ------------ -------------- ---------
Sharesave 3,504 24 March May 2021 GBP4.28
2016 - October
2021
------------- ------------ ------------ -------------- ---------
765 23 March May 2020 GBP4.70
2017 - October
2020
------------- ------------ ------------ -------------- ---------
Jean-Philippe Mouton:
Name of Number Original Award
Scheme of shares Grant Date Price
in respect
of which
conditional
awards
granted
----------- ------------- ------------ -------
Long Term 67,858(2) 1 April Nil
Incentive 2014
Plan(1)
----------- ------------- ------------ -------
71,578(2) 26 March Nil
2015
----------- ------------- ------------ -------
118,734(2) 24 March Nil
2016
------------- ------------ -------
131,358(2) 3 April Nil
2017
------------- ------------ -------
173,687(3) 6 March Nil
2018
----------- ------------- ------------ -------
Name of Number Original Exercise Exercise
Scheme of shares Grant Date period Price
in respect
of which
options
granted
------------- ------------ ------------ -------------- ---------
Deferred 11,498 27 April April 2018 Nil
Bonus Share 2016 - April 2023 cost
Scheme option
------------- ------------ ------------ -------------- ---------
21,702 1 March March 2019 Nil
2017 - March 2024 cost
option
------------- ------------ ------------ -------------- ---------
10,687 2 May 2017 May 2019 Nil
- May 2024 cost
option
------------ ------------ -------------- ---------
32,166 6 March March 2020 Nil
2018 - March 2025 cost
option
------------- ------------ ------------ -------------- ---------
[1] Long Term Incentive Plan awards granted to Jean-Philippe Mouton are in the form of conditional
awards of free shares.
2 In the case of awards made to Jean-Philippe Mouton under the Long Term Incentive Plan in
2014-2017, the award shares vest as soon as it has been determined that certain performance
conditions have been satisfied.
3 In the case of awards made to Jean-Philippe Mouton under the Long Term Incentive Plan in
2018, to the extent the award vests, the shares will be delivered at the end of the holding
period.
c) Interests of connected advisers of Hammerson plc in Hammerson plc
JPMorgan Chase Bank, N.A. (Custody):
Class of Ordinary shares
relevant
security
--------------- --------------------------------------
Interests Short Positions
--------------- ------------------ ------------------
Number % Number %
--------------- ------- --------- ------------- ---
Relevant
securities
owned and/or
controlled 82 0.00001% N/A -
--------------- ------- --------- ------------- ---
Deutsche Bank Aktiengesellschaft, Filiale Johannesburg:
Class of Ordinary shares
relevant
security
-------------- ----------------------------------------
Interests Short Positions
-------------- ------------------- -------------------
Number % Number %
-------------- -------- --------- -------- ---------
Cash settled
equity
swap 416,370 0.05242% 416,370 0.05242%
-------------- -------- --------- -------- ---------
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Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
------------------------------------------------------------------------------------------------
None
------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
------------------------------------- ---
Supplemental Form 8 (SBL) NO
------------------------------------- ---
Date of disclosure: 29 March 2018
--------------------- --------------------
Contact name: Sarah Booth
--------------------- --------------------
Telephone number: 44 (0) 20 7887 1000
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
The announcement above has been released on the SENS system of
the Johannesburg Stock Exchange.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEEUKAVRWWAOUAR
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