TIDMIPR
FORM 8.5 (EPT/NON-RI) - Amendment
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree INTERNATIONAL POWER PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to Advisor to Offeree
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 25 June 2012
undertaken:
(e) Has the EPT previously disclosed, NO
or is it today disclosing,
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short
Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 14,260,750 0.28% 2,551,680 0.05%
controlled:
(2) Derivatives
(other
than
options): 2,310,385 0.05% 8,687,235 0.17%
(3) Options and
agreements
to
purchase/sell: 2,500,000 0.05% 0 0.00%
(4) TOTAL:
19,071,135 0.38% 11,238,915 0.22%
Class of Convertible XS0173110262
relevant Bond
security:
Interests Short
Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 70,000 0.03% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
(4) TOTAL:
70,000 0.03% 0 0.00%
Class of Convertible XS0261440860
relevant Bond
security:
Interests Short
Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 50,000 0.02% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
(4) TOTAL:
50,000 0.02% 0 0.00%
Class of Convertible XS0363710566
relevant Bond
security:
Interests Short
Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 1,000,000 0.14% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
(4) TOTAL:
1,000,000 0.14% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 727 4.1731 GBP
ORD Purchase 2,719 4.1736 GBP
ORD Purchase 12,633 4.1733 GBP
ORD Purchase 20,422 4.1727 GBP
ORD Purchase 23,136 4.1740 GBP
ORD Purchase 134,372 4.1744 GBP
ORD Purchase 165,269 4.1743 GBP
ORD Purchase 269,951 4.1737 GBP
ORD Purchase 680,079 4.1730 GBP
ORD Purchase 3,640 4.1740 GBP
ORD Sale 1,500 4.1734 GBP
ORD Sale 4,178 4.1746 GBP
ORD Sale 12,044 4.1751 GBP
ORD Sale 76,320 4.1741 GBP
ORD Sale 124,590 4.1740 GBP
ORD Sale 131,297 4.1733 GBP
ORD Sale 170,390 4.1745 GBP
ORD Sale 407,900 4.1750 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 1,500 4.1733 GBP
ORD CFD Long 50,000 4.1734 GBP
ORD SWAP Long 407,900 4.1750 GBP
ORD SWAP Short 2,719 4.1736 GBP
ORD CFD Short 700,501 4.1733 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 27 June 2012
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree INTERNATIONAL POWER PLC
in relation to whose
relevant securities the
disclosure relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Call Purchased 2,500,000 4.4000 American 27 Jun 2012
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of
the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to contracts for differences ("CFDs")
or spread bets.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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