Nomura International PLC (EPT) Form 8.5 International Power Plc (4851G)
June 29 2012 - 5:53AM
UK Regulatory
TIDMIPR
RNS Number : 4851G
Nomura International PLC (EPT)
29 June 2012
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Nomura International Plc
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: International Power Plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: International Power Plc
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(d) Date position held/dealing undertaken: 28 June 2012
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect NO
of any other party to this offer?
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2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
50p ordinary
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Interests Short positions
-------------------------------------------------- ------------------ ------------------
Number % Number %
-------------------------------------------------- ---------- ------ ---------- ------
(1) Relevant securities owned and/or controlled: 1,567,772 0.031 165,092 0.031
-------------------------------------------------- ---------- ------ ---------- ------
(2) Derivatives (other than options):
-------------------------------------------------- ---------- ------ ---------- ------
(3) Options and agreements to purchase/sell:
-------------------------------------------------- ---------- ------ ---------- ------
TOTAL: 1,567,772 0.031 165,092 0.031
-------------------------------------------------- ---------- ------ ---------- ------
Class of relevant security: 3.25% Convertible Bonds due 2013
-------------------------------------------------- ----------------------------------------
Interests Short positions
-------------------------------------------------- -------------------- ------------------
Number % Number %
-------------------------------------------------- -------------- ---- ------------- ---
(1) Relevant securities owned and/or controlled: 0 0 0 0
-------------------------------------------------- -------------- ---- ------------- ---
(2) Derivatives (other than options):
-------------------------------------------------- -------------- ---- ------------- ---
(3) Options and agreements to purchase/sell:
-------------------------------------------------- -------------- ---- ------------- ---
TOTAL: 0 0 0 0
-------------------------------------------------- -------------- ---- ------------- ---
Class of relevant security: 4.75% Convertible Bonds due 2015
-------------------------------------------------- ---------------------------------------------
Interests Short positions
-------------------------------------------------- ------------------------- ------------------
Number % Number %
-------------------------------------------------- -------------- --------- ------------- ---
(1) Relevant securities owned and/or controlled: 87,700,000 12.529 0 0
-------------------------------------------------- -------------- --------- ------------- ---
(2) Derivatives (other than options):
-------------------------------------------------- -------------- --------- ------------- ---
(3) Options and agreements to purchase/sell:
-------------------------------------------------- -------------- --------- ------------- ---
TOTAL: 87,700,000 12.529 0 0
-------------------------------------------------- -------------- --------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
---------------------------- --------------- --------------------- ---------------
Ordinary shares Sale 5,949,063 4.1800
---------------------------- --------------- --------------------- ---------------
Total Buy - 0
Total Sell - 5,949,063
3.25% Convertible Bonds due 2013
Class of relevant security Purchase/sale Number of securities Price per unit
(EUR)
--------------------------- -------------- --------------------- ---------------
4.75% Convertible Bonds due 2015
Class of relevant security Purchase/sale Number of securities Price per unit
(EUR)
--------------------------- -------------- --------------------- ---------------
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary Shares SWAP Long 5,948,763 4.1800
------------------------- --------------------- ------------------------- ------------------------ ---------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
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Date of disclosure: 29/06/2012
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Contact name: Kyere Tabiri
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Telephone number: 020 7102 1267
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website t
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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