Kenmare Resources Kenmare Resources : Holding(s) In Company
February 20 2015 - 4:24AM
UK Regulatory
TIDMKMR
Standard Form TR-1
Voting rights attached to shares- Article 12(1) of directive 2004/109/EC
Financial instruments - Article 11(3) of the Commission Directive
2007/14/EC([i] #_edn1)
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached ([ii] #_edn2) : Kenmare
Resources Plc
2. Reason for the notification (please tick the appropriate box
or boxes):
[ X] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which may
result in the acquisition of shares already issued to which voting
rights are attached
[ ] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification
obligation([iii] #_edn3) : JPMorgan Asset Management Holdings Inc.
4. Full name of shareholder(s) (if different from 3.)([iv]
#_edn4) :
JPMorgan Asset Management (UK) Limited
J.P. Morgan Investment Management Inc.
5. Date of the transaction and date on which the threshold is
crossed or reached([v] #_edn5) : 18 February 2015
6. Date on which issuer notified: 19 February 2015
7. Threshold(s) that is/are crossed or reached: Below 3%
8. Notified details:
A) Voting rights attached to shares
Class/type of shares
(if possible using Situation previous to the Triggering transaction ([vi] Resulting situation after the triggering transaction([vii]
the ISIN CODE) #_edn6) #_edn7)
Number of Number of
Shares([viii] shares([x] Number of voting rights([xi]
#_edn8) Number of Voting rights([ix] #_edn9) #_edn10) #_edn11) % of voting rights
Direct([xii] Indirect([xiii]
Direct #_edn12) #_edn13) Direct Indirect
Below
Below minimum minimum
IE0004879486 83,907,254 83,907,254 threshold threshold
SUBTOTAL A (based on
aggregate voting Below minimum
rights) 83,907,254 83,907,254 Below minimum threshold threshold
B) Financial Instruments
Resulting situation after the triggering transaction([xiv]
#_edn14)
Type of Expiration Exercise/Conversion Number of voting rights that may be acquired if the % of voting
financial Date([xv] Period/ Date([xvi] instrument is exercised/converted rights
instrument #_edn15) #_edn16)
Nil
SUBTOTAL B (in Nil
relation to all
expiration dates)
Total (A+B) number of voting rights % of voting rights
Below minimum threshold Below minimum threshold Below minimum threshold
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable([xvii] #_edn17) :
Total disclosable holding for JPMorgan Asset Management Holdings Inc.:
Below minimum threshold
Holdings by controlled undertakings of JPMorgan Asset Management
Holdings Inc. are as follows:
JPMorgan Asset Management (UK) Limited: Below minimum threshold
J.P. Morgan Investment Management Inc.: Below minimum threshold
10. In case of proxy voting: [name of the proxy holder] will cease
to hold [number] voting rights as of [date].
11. Additional information:
Done at London on 19/02/2015
Notes to Form TR-1
([i] #_ednref1) This form is to be sent to the issuer or
underlying issuer and to be filed with the competent authority.
([ii] #_ednref2) Either the full name of the legal entity
or another method for identifying the issuer or underlying issuer,
provided it is reliable and accurate.
([iii] #_ednref3) This should be the full name of (a) the
shareholder; (b) the natural person or legal entity acquiring, disposing
of or exercising voting rights in the cases provided for in Article 10
(b) to (h) of Directive 2004/109/EC; (c) all the parties to the
agreement referred to in Article 10 (a) of that Directive, or (d) the
holder of financial instruments entitled to acquire shares already
issued to which voting rights are attached, as appropriate.
In relation to the transactions referred to in points (b) to (h) of
Article 10 of that Directive, the following list is provided as
indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article
10 of that Directive, the natural person or legal entity that acquires
the voting rights and is entitled to exercise them under the agreement
and the natural person or legal entity who is transferring temporarily
for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article
10 of that Directive, the natural person or legal entity holding the
collateral, provided the person or entity controls the voting rights and
declares its intention of exercising them, and natural person or legal
entity lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article
10 of that Directive, the natural person or legal entity who has a life
interest in shares if that person or entity is entitled to exercise the
voting rights attached to the shares and the natural person or legal
entity who is disposing of the voting rights when the life interest is
created;
- in the circumstances foreseen in letter (e) of Article
10 of that Directive, the controlling natural person or legal entity and,
provided it has a notification duty at an individual level under Article
9, under letters (a) to (d) of Article 10 of that Directive or under a
combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article
10 of that Directive, the deposit taker of the shares, if he can
exercise the voting rights attached to the shares deposited with him at
his discretion, and the depositor of the shares allowing the deposit
taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article
10 of that Directive, the natural person or legal entity that controls
the voting rights;
- in the circumstances foreseen in letter (h) of Article
10 of that Directive, the proxy holder, if he can exercise the voting
rights at his discretion, and the shareholder who has given his proxy to
the proxy holder allowing the latter to exercise the voting rights at
his discretion.
([iv] #_ednref4) Applicable in the cases provided for in
Article 10 (b) to (h) of Directive 2004/109/EC. This should be the full
name of the shareholder who is the counterparty to the natural person or
legal entity referred to in Article 10 of that Directive unless the
holdings of the shareholder would be lower than 3% of the total number
of voting rights.
([v] #_ednref5) The date of the transaction should
normally be, in the case of an on exchange transaction, the date on
which the matching of orders occurs; in the case of an off exchange
transaction, date of the entering into an agreement.
The date on which threshold is crossed should normally be the date on
which the acquisition, disposal or possibility to exercise voting rights
takes effect. For passive crossings, the date when the corporate event
took effect.
([vi] #_ednref6) Please refer to the situation disclosed in
the previous notification. In case the situation previous to the
triggering transaction was below 3%, please state "below 3%".
([vii] #_ednref7) If the holding has fallen below the
minimum threshold, the notifying party should not be obliged to disclose
the extent of the holding, only that the new holding is below 3%.
For the case provided for in Article 10(a) of Directive 2004/109/EC,
there should be no disclosure of individual holdings per party to the
agreement unless a party individually crosses or reaches an Article 9
threshold. This applies upon entering into, introducing changes to or
terminating an agreement.
([viii] #_ednref8) To be used in Member States where
applicable.
([ix] #_ednref9) Direct and indirect.
([x] #_ednref10) To be used in Member States where
applicable.
([xi] #_ednref11) In case of combined holdings of shares
with voting rights attached "direct holding" and voting rights "indirect
holding", please split the voting rights number and percentage into the
direct and indirect columns - if there is no combined holdings, please
leave the relevant box blank.
([xii] #_ednref12) Voting rights attached to shares held by
the notifying party (Article 9 of Directive 2004/109/EC).
([xiii] #_ednref13) Voting rights held by the notifying
party independently of any holding of shares (Article 10 of Directive
2004/109/EC).
([xiv] #_ednref14) If the holding has fallen below the
minimum threshold, the notifying party should not be obliged to disclose
the extent of the holding, only that the new holding is below 3%.
([xv] #_ednref15) Date of maturity/expiration of the
financial instrument i.e. the date when right to acquire shares ends.
([xvi] #_ednref16) If the financial instrument has such a
period - please specify this period - for example once every 3 months
starting from [date].
([xvii] #_ednref17) The notification should include the
name(s) of the controlled undertakings through which the voting rights
are held. The notification should also include the amount of voting
rights and the percentage held by each controlled undertaking, insofar
as individually the controlled undertaking holds 3% or more, and insofar
as the notification by the parent undertaking is intended to cover the
notification obligations of the controlled undertaking.
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Kenmare Resources via Globenewswire
HUG#1896104
http://www.kenmareresources.com/
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