MACC Private Equities Inc. Announces Nasdaq Notification
September 18 2009 - 5:08PM
PR Newswire (US)
ENCINITAS, Calif., Sept. 18 /PRNewswire-FirstCall/ -- On September
15, 2009, MACC Private Equities Inc. (the "Company") received a
notice from the staff of the Nasdaq Stock Market, indicating the
Company is not in compliance with Nasdaq Listing Rule 5550(a)(2)
because its common stock has not maintained a minimum bid price of
$1.00 per share for the last 30 consecutive business days. Nasdaq
Listing Rule 5810(c)(3)(A) provides the Company with a grace period
of 180 calendar days in which to regain compliance. The Company's
180 day grace period expires on March 15, 2010. The Company will
regain compliance if during this grace period the bid price of the
Company's common stock closes at $1.00 per share or more for a
minimum of ten consecutive business days, at which point the
Company will receive written confirmation of compliance from
Nasdaq. In the event the Company has not regained compliance by the
end of this grace period it will receive a written notification
that its securities are subject to delisting, a determination it
can choose to appeal to Nasdaq Hearing's Panel. Alternatively, the
Company may be eligible for an additional grace period if it meets
the initial listing standards of The Nasdaq Capital Market, with
the exception of bid price. If the Company meets the initial
listing criteria, the staff of the Nasdaq Stock Market will notify
the Company that it has been granted an additional 180 calendar day
compliance period. No assurances can currently be given that the
Company will be able to satisfy the above described deficiency and
that its common stock will not be delisted. Additionally, no
assurances can currently be given that the Company will qualify for
any additional grace periods offered by the Nasdaq Stock Market.
The deficiency notification described above will have no immediate
effect on the listing of the Company's common stock at this time,
pending the expiration of the relevant grace periods stated above.
MACC is a business development company in the business of making
investments in small businesses in the United States. MACC common
stock is traded on the Nasdaq Capital Market under the symbol
"MACC." This press release contains certain forward-looking
statements within the meaning of the Private Securities Litigation
Reform Act of 1995 (the "1995 Act"). Such statements are made in
good faith by MACC pursuant to the safe-harbor provisions of the
1995 Act, and are identified as including terms such as "may,"
"will," "should," "expects," "anticipates," "estimates," "plans,"
or similar language. In connection with these safe-harbor
provisions, MACC has identified in its Annual Report to
Shareholders for the fiscal year ended September 30, 2008,
important factors that could cause actual results to differ
materially from those contained in any forward-looking statement
made by or on behalf of MACC, including, without limitation, the
high risk nature of MACC's portfolio investments, the effects of
general economic conditions on MACC's portfolio companies and the
ability to obtain future funding, any failure to achieve annual
investment level objectives, changes in prevailing market interest
rates, and contractions in the markets for corporate acquisitions
and initial public offerings. MACC further cautions that such
factors are not exhaustive or exclusive. MACC does not undertake to
update any forward-looking statement which may be made from time to
time by or on behalf of MACC. DATASOURCE: MACC Private Equities
Inc. CONTACT: Derek Gaertner, +1-760-479-5075, for MACC Private
Equities Inc.
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