Mallett PLC Form 8 (OPD) (Mallett PLC) (8408S)
September 29 2014 - 4:30AM
UK Regulatory
TIDMMAE TIDMSGI
RNS Number : 8408S
Mallett PLC
29 September 2014
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making the disclosure: MALLETT PLC
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: MALLETT PLC
Use a separate form for each party to the offer
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(d) Is the party to the offer making the disclosure the offeror or the offeree? OFFEREE
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(e) Date position held: 29 September 2014
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(f) Has the party previously disclosed, or is it today disclosing, under the Code in respect NO
of any other party to this offer?
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2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security:
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Interests Short positions
-------------------------------------------------- ------------- ------------------
Number % Number %
-------------------------------------------------- --------- ------------- ---
(1) Relevant securities owned and/or controlled: NIL 0 NIL 0
-------------------------------------------------- --------- ------------- ---
(2) Derivatives (other than options): NIL 0 NIL 0
-------------------------------------------------- --------- ------------- ---
(3) Options and agreements to purchase/sell: NIL 0 NIL 0
-------------------------------------------------- --------- ------------- ---
TOTAL: NIL 0 NIL 0
-------------------------------------------------- --------- ------------- ---
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: NONE
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Details, including nature of the rights concerned and relevant percentages: NONE
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(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the party to the offer
making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of
the Code):
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NONE
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3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person acting in
concert with the party to the offer making the disclosure:
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(a) Shares held by directors in Mallett PLC
Director Number of Number of Total interests Percentage
Mallett PLC Mallett PLC of existing
ordinary ordinary issued share
shares of shares of capital
5 pence each 5 pence each
held directly held through
share incentive
plan
------------------------ --------------- ----------------- ---------------- --------------
Giles Hutchinson
Smith 0 62,369 62,369 0.45%
------------------------ --------------- ----------------- ---------------- --------------
Michael Smyth-Osbourne 4,200 41,882 46,082 0.33%
------------------------ --------------- ----------------- ---------------- --------------
Henry Neville 10,000 33,051 43,051 0.31%
------------------------ --------------- ----------------- ---------------- --------------
James Heneage 10,000 0 10,000 0.07%
------------------------ --------------- ----------------- ---------------- --------------
(b) Rights to acquire shares held by directors in Mallett PLC
Director Number of Number of Number of Total interests
rights to rights to rights to
acquire Mallett acquire Mallett acquire Mallett
PLC ordinary PLC ordinary PLC ordinary
shares under shares under shares under
under share share incentive long term
bonus scheme plan investment
plan
------------------------ ----------------- ----------------- ----------------- ----------------
Giles Hutchinson
Smith 57,559 42,383 31,496 131,438
------------------------ ----------------- ----------------- ----------------- ----------------
Michael Smyth-Osbourne 54,271 38,238 29,241 121,750
------------------------ ----------------- ----------------- ----------------- ----------------
Henry Neville 51,026 19,101 24,692 94,819
------------------------ ----------------- ----------------- ----------------- ----------------
Further details on the share schemes is disclosed in the Annual
Report and Accounts which are available on the Mallett PLC
website
-4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
If there are no such agreements, arrangements or understandings, state "none"
------------------------------------------------------------------------------------------------
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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NONE
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
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Supplemental Form 8 (SBL) NO
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Date of disclosure: 29 September 2014
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Contact name: Jade Jack
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Telephone number: 020 3696 7260
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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