Alexander David Securities Grp PLC Holding(s) in Company (5053K)
July 30 2013 - 10:39AM
UK Regulatory
TIDMADS
RNS Number : 5053K
Alexander David Securities Grp PLC
30 July 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying ALEXANDER DAVID SECURITIES GROUP
issuer PLC
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------ -------
Other (please
specify):
------------------- --------------------------------------------------------- -------
3. Full name of person(s) subject JAMES FORREST STEWART
to the
notification obligation: (iii)
-------------------------------------------- -----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
-------------------------------------------- -----------------------------------------
5. Date of the transaction and date 30 JULY 2013
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- -----------------------------------------
6. Date on which issuer notified: 30 JULY 2013
-------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 3%, 4%, 5%, 6%, 7%, 8%
-------------------------------------------- -----------------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- -------------- ------------------ ------------ ------------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ---- ------ ------ ----- --- ------------ -------------- --------- --------------- ------------
Ordinary 0 0 5,555,556 5,555,556 8.61%
-------------- ------------------ ------------ -------------- --------- --------------- ------------
GB00BBNBM331
------------- ---- ------ ------ ----- --- ---------- ----- ------- --------- --- ---- ---- ---------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- -------------- ------------------------------- ----------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------ ------------- ----------------- ------------------------------ ------------------------
Nominal Delta
--------------- ------------ ------------- ----------------- ------------------------------ ------------- ---------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ----------------------------------------------------------
5,555,556 8.61%
------------------------------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
-------------------------------------------------------------------------------
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
-------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
-------------------------------------------------- ---------------------------
13. Additional information: Shares acquired in placing
--------------------------------------- --------------------------------------
14. Contact name:
--------------------------------------- --------------------------------------
15. Contact telephone number:
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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