TIDMRDW TIDMMRS TIDMBA. TIDMTTM
RNS Number : 4142M
Bank of America Merrill Lynch
17 September 2012
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------------------
(b) Name of offeror/offeree in relation to whose BAE Systems PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: European Aeronautic Defence and Space Co NV
----------------------------------------------------------------------------------------- --------------------------------------------
(d) Date dealing undertaken: 14/09/2012
----------------------------------------------------------------------------------------- --------------------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0002634946 Purchase 5,440,976 3.52 GBP 3.384 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0002634946 Sale 5,694,479 3.539 GBP 3.368 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 6,400 3.457 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 262 3.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 625 3.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 677 3.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 707 3.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 25,029 3.476 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 309 3.461 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 2,837 3.461 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 15,657 3.461 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 20,833 3.461 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 60,362 3.437 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 31,997 3.477 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 20,368 3.47 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 15,322 3.47 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 4,056 3.47 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 5,317 3.47 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 292 3.435 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 313 3.442 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 286 3.444 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 313 3.447 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 1,701 3.499 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 9,718 3.498 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 3,435 3.403 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 1,554 3.434 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 1,554 3.406 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 1,554 3.445 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 1,881 3.445 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 4,074 3.525 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 14 3.404 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 130 3.404 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 36,856 3.468 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 1,500 3.408 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 1,500 3.466 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 2,300 3.466 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 100,000 3.401 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 22,881 3.403 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 54,119 3.403 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 25,000 3.403 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Long 75,000 3.406 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0002634946 Swaps Short 40,000 3.469 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities per unit American, received per
security option varying etc. to which European unit
option etc.
relates
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
GB0002634946 Put Option Purchasing 500,000 3.4 AMERICAN 19/10/2012 0.18
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
GB0002634946 Call Option Purchasing 500,000 3.4 AMERICAN 19/10/2012 0.15
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17/09/2012
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
--------------------------------------
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ---------------------------------------------
(b) Name of offeror/offeree in relation to whose European Aeronautic Defence and Space Co NV
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ---------------------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: European Aeronautic Defence and Space Co NV
----------------------------------------------------------------------------------------- ---------------------------------------------
(d) Date dealing undertaken: 14/09/2012
----------------------------------------------------------------------------------------- ---------------------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ---------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN NL0000235190 Purchase 3,807,224 26 EUR 24.965 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN NL0000235190 Sale 3,124,659 26 EUR 24.985 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 6,636 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 7,571 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 473 25.162 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,756 25.442 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 182 25.461 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 516 25.532 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 56 25.308 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 110,160 25.308 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Long 232 25.349 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 474 25.606 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 300 25.335 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 10,860 25.335 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Long 50,000 25.19 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Long 30,000 25.692 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Long 1,000 25.947 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 500 25.296 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 500 25.521 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 1,000 25.521 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 433 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 1,702 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 1,709 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 1,282 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 297 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,518 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 17,098 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 17,171 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 12,540 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 4,250 25.361 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 111,600 25.308 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 400 25.108 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 1,100 25.339 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,143 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,283 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,341 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,445 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,604 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 2,670 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 3,765 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 3,823 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 4,295 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 4,361 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 39,696 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 45,288 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 89,313 25.037 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN NL0000235190 Swaps Short 101,898 25.029 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities per unit American, received per
security option varying etc. to which European unit
option etc.
relates
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
NL0000235190 Put Option Purchasing 250,000 24 AMERICAN 21/12/2012 1.1
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
NL0000235190 Put Option Purchasing 125,000 23 AMERICAN 19/10/2012 0.28
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
NL0000235190 Put Option Purchasing 125,000 23 AMERICAN 19/10/2012 0.29
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17/09/2012
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Melrose Resources PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Petroceltic International PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 14/09/2012
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0009354589 Sale 1,500 1.3 GBP 1.3 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0009354589 Swaps Long 1,500 1.3 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
----------------------------------------------------------------
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------------------------------------
None
---------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or
understandings relating
to options or derivatives
----------------------------------------------------------------
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------------------------------
Date of disclosure: 17/09/2012
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Redrow PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Redrow PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 14/09/2012
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007282386 Purchase 7,452 1.513 GBP 1.502 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007282386 Sale 6,598 1.518 GBP 1.507 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 18 1.511 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 472 1.511 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 1,148 1.511 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 1,203 1.511 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Short 1,770 1.506 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Short 1,647 1.508 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Short 187 1.512 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Short 547 1.513 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 69 1.518 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 178 1.518 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 1,015 1.515 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 1,604 1.515 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 488 1.507 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Long 403 1.512 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Short 403 1.512 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007282386 Swaps Short 2,898 1.512 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17/09/2012
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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