Novae Group PLC Novae Group Plc: Holdings In Company
September 29 2017 - 6:29AM
UK Regulatory
TIDMNVA
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)(is)
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached(ii)
: Novae Group plc
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)(iii) :
3. Details of person subject to the notification obligation(iv)
Name The Goldman Sachs Group, Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington
City and country of registered office (if applicable) DE 19801, USA
4. Full name of shareholder(s) (if different from
3.)(v)
Name Goldman Sachs International
Peterborough Court, 133 Fleet Street, London EC4A
City and country of registered office (if applicable) 2BB, UK
5. Date on which the threshold was crossed or reached(vi)
: 26/09/2017
6. Date on which issuer notified (DD/MM/YYYY): 28/09/2017
7. Total positions of person(s) subject to the notification
obligation
% of voting rights attached to shares (total of 8. % of voting rights through financial instruments Total of both in
A) (total of 8.B 1 + 8.B 2) % (8.A + 8.B) Total number of voting rights of issuer(vii)
Resulting situation on the date on which threshold
was crossed or reached 0.0000% 6.3452% 6.3452% 64,425,640
Position of previous notification (if
applicable) 0.0000% 6.0325% 6.0325%
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible) Number of voting rights(ix) % of voting rights
Direct Indirect Direct Indirect
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
SUBTOTAL 8. A
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights that may be acquired if the
Type of financial Expiration Exercise/ Conversion instrument is
instrument date(x) Period(xi) exercised/converted. % of voting rights
Stock Loan (Physical) Open 3,996,169 6.2028%
SUBTOTAL 8. B 1 3,996,169 6.2028%
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Number
Type of of
financial voting
instrument Expiration Exercise/ Physical or cash rights % of voting rights
Conversion
Period
date(x) (xi) settlement(xii)
CFD 21-Jul-2027 Cash 38,938 0.0604%
CFD 15-Sep-2027 Cash 28,970 0.0450%
CFD 04-Aug-2027 Cash 10,827 0.0168%
CFD 22-Sep-2027 Cash 8,349 0.0130%
CFD 22-Sep-2027 Cash 2,492 0.0039%
CFD 22-Sep-2027 Cash 2,198 0.0034%
SUBTOTAL 8.B.2 91,774 0.1424%
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary) X
% of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
Name(xv) the notifiable threshold it equals or is higher than the notifiable threshold threshold
The Goldman
Sachs Group,
Inc.
Goldman Sachs
(UK) L.L.C.
Goldman Sachs
Group UK
Limited
Goldman Sachs International 5.7064% 5.7064%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional information(xvi)
Please note, total amount of voting rights have been
rounded to 4 decimal places therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
Place of completion London
Date of completion 28/09/2017
This announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Novae Group plc via Globenewswire
http://www.novae.com/home.aspx
(END) Dow Jones Newswires
September 29, 2017 06:29 ET (10:29 GMT)
Copyright (c) 2017 Dow Jones & Company, Inc.
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