Oxus Gold PLC Holding in Company (2728B)
October 05 2015 - 10:08AM
UK Regulatory
TIDMOXS
RNS Number : 2728B
Oxus Gold PLC
05 October 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Oxus Gold Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ---------------------------------
Other (please
specify):
---------------------------------------------------------- ---------------------------------
3. Full name of person(s) 1. RAB Capital Limited acting
subject to the as discretionary manager for
notification obligation: RAB Special Situations (Master)
(iii) Fund Limited; and
2. William Philip Seymour
Richards
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) 1. Credit Suisse Client Nominees
(if different from 3.):(iv) (UK) Limited
2. Fitel Nominees Limited
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 02/10/2015
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 05/10/2015
notified:
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 3%
----------------------------------------------------------- ----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------- --------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
-------------- ------------ ------------ ------------ --------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
Ordinary
Shares
GB0030632714 16,375,965 16,375,965 n/a n/a 12,175,965* n/a 2.12%
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
Ordinary
Shares
GB0030632714 1,375,399 1,375,399 n/a n/a 1,375,399** n/a 0.24%
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
-------------- ------------ -------------------------- --------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date (xvii) Conversion rights instrument rights (xix,
instrument period refers to xx)
(xviii)
-------------- ------------ ------------ ------------ --------------------- -------------------
Nominal Delta
-------------- ------------ ------------ ------------ --------------------- -------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------ --------------------------------------------------------
13,551,364 2.36%***
------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------
*RAB Capital Limited acts as investment manager for
RAB Special Situations (Master) Fund Limited (the "Fund")
which is the beneficial owner of the securities to which
these voting rights are attached. The legal title to
these securities is held on behalf of the Fund by its
nominee, Credit Suisse Client Nominees (UK) Limited.
**These shares are beneficially held by Mr. William
Philip Seymour Richards who is the appointed Fund Manager
of RAB Special Situations (Master) Fund Limited and
is an employee and executive director of RAB Capital
Limited. The legal title to 1,375,399 of these shares
is held on Mr Richards' behalf by his nominee, Fitel
Nominees Limited.
Owing to the chain of control all of the securities
disclosed, we consider it appropriate to aggregate the
holdings of the Fund and Mr Richards as per Box 8 above.
Proxy Voting:
------------------------------------------------------------------------------------------------
10. Name of the proxy holder: n/a
------------------------------------------------------- ---------------------------------------
11. Number of voting rights proxy n/a
holder will cease to hold:
------------------------------------------------------- ---------------------------------------
12. Date on which proxy holder will n/a
cease to hold voting rights:
------------------------------------------------------- ---------------------------------------
13. Additional information: ***this figure was calculated
using 574,741,580 as the
Issuer's outstanding share
capital as at the date on
which the relevant threshold
was crossed.
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