Pacific Alliance Asia Opp Fd Ld Holding(s) in Company (8008D)
May 01 2013 - 12:06PM
UK Regulatory
TIDMPAX
RNS Number : 8008D
Pacific Alliance Asia Opp Fd Ld
01 May 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Pacific Alliance Asia Opportunity
the underlying issuer Fund Ltd
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
-------------------------------------------------------------- ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------- ----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------- ----------------------------------
An event changing the breakdown of voting rights
-------------------------------------------------------------- ----------------------------------
Other (please
specify):
--------------------------------------------------------- --- ----------------------------------
3. Full name of person(s) Lehman Brothers International
subject to the (Europe) (In administration)
notification obligation:
(iii)
--------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
--------------------------------------------------------- ---------------------------------------
5. Date of the transaction Not available*
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ---------------------------------------
6. Date on which issuer 30/04/13
notified:
--------------------------------------------------------- ---------------------------------------
* Given the status of Lehman Brothers International (Europe) (in
administration) ("LBIE"), information relating to the positions
held by LBIE has been difficult to ascertain, which has resulted in
the delay in being able to make the required notification.
Furthermore, in this case, it has not been possible to determine
the precise circumstances in which the threshold was crossed and
the timing of crossing the threshold. In preparing this
notification, Lehman Brothers In Administration ("LBIA") has
reviewed such information as is readily available to it from a
range of records and the information provided herein is provided on
the basis of the information in those records.
7. Threshold(s) that is/are 3% plus **
crossed or
reached: (vi, vii)
---------------------------- -----------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- ------------- -------------------------- --------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ----------- ------------ ------------
KYG6846J1067 20,051,005 20,051,005 17,305,394 17,305,394 n/a 10.69% n/a
--------------- --------------- ------------- ------------- ----------- ------------ ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ ---------------------------- ----------------------
n/a
----------------- ------------- ------------------------------ ---------------------------- ----------------------
** AV Lomas, SA Pearson, PD Copley, R Downs and JG Parr
each a partner of PricewaterhouseCoopers LLP were appointed
as Joint Administrators of Lehman Brothers International
(Europe) (in administration) ("LBIE") to manage its
affairs, business and property as agents without personal
liability. As a result of the circumstances of LBIE's
administration, LBIE's records may not reflect an accurate
statement of its holding in shares of the company. Discrepancies
may arise, for example, as a result of trades which
were executed prior to the administration of LBIE not
being settled as between the parties post-administration,
and as a result of the termination of contracts between
LBIE and its counterparties (e.g. derivatives transactions
under master agreements, and the liquidation of positions
by third parties). In addition, Lehman Brothers in Administration,
("LBIA") employees with knowledge relevant to the holdings
may no longer work with LBIE's business. In preparing
this form, LBIE has reviewed such information as is
readily available to it from a range of LBIE records
and the information provided herein is provided on the
basis of the information in those records.
----------------------------------------------------------------------------------------------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- --------------- ---------------------------- ------------------------
Nominal Delta
------------- ------------- ------------- --------------- ---------------------------- ------------ ----------
n/a
--------------- ----------- ----------- ----------- ----------- ----------- ------------ ----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
17,305,394 10.69%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------
n/a
Proxy Voting:
------------------------------------------------------------------------------------------
10. Name of the proxy holder: n/a
------------------------------------------------------- ---------------------------------
11. Number of voting rights proxy n/a
holder will cease
to hold:
------------------------------------------------------- ---------------------------------
12. Date on which proxy holder will n/a
cease to hold
voting rights:
------------------------------------------------------- ---------------------------------
13. Additional information: n/a
------------------------------------------------------- ---------------------------------
14. Contact name: Latifa Debbarh / Amanda Ferriggi
------------------------------------------------------- ---------------------------------
02003 036 2516 / 0203 036
15. Contact telephone number: 2075
------------------------------------------------------- ---------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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