GoldmanSachs International Form 38.5a (4642G)
November 20 2015 - 6:52AM
UK Regulatory
TIDMPFZ
RNS Number : 4642G
GoldmanSachs International
20 November 2015
Ap24
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal (GS) GOLDMAN SACHS
trader INTERNATIONAL
======================== ==================
Company dealt in PFIZER INC
======================== ==================
Class of relevant USD Ordinary
security to which
the dealings being
disclosed relate
(Note 1)
======================== ==================
Date of dealing 19 November 2015
======================== ==================
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number Highest price paid Lowest price
of relevant (Note 3) paid
securities (Note 3)
acquired
============= ========================= ===============
33,290 32.9000 USD 31.9500 USD
============= ========================= ===============
Total number Highest price received Lowest price
of securities (Note 3) received
disposed (Note 3)
=============== ============================= ===============
33,290 32.7975 USD 32.0000 USD
=============== ============================= ===============
(b) Derivatives transactions (other than options transactions)
Product Nature of Number of relevant Price
name, transaction securities per unit
e.g. CFD (Note 4) (Note 5) (Note
3)
========== ============= =================== ==========
Ap25
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry Option
name, selling, of securities price e.g. date money
e.g. purchasing, to which American, paid/received
call varying the option European per unit
option etc. relates etc. (Note
(Note 3)
5)
=========== ============= ============== ========= =========== ========== ===============
Put Option Purchasing 1 (100) 32.0000 AMERICAN 20/11/2015 0.2800
/ (1.00 USD USD
: 100.00)
=========== ============= ============== ========= =========== ========== ===============
Put Option Purchasing 9 (900) 32.0000 AMERICAN 20/11/2015 0.2800
/ (1.00 USD USD
: 100.00)
=========== ============= ============== ========= =========== ========== ===============
Put Option Purchasing 1 (100) 32.0000 AMERICAN 20/11/2015 0.2800
/ (1.00 USD USD
: 100.00)
=========== ============= ============== ========= =========== ========== ===============
Put Option Selling 45 (4,500) 31.0000 AMERICAN 18/12/2015 0.6900
/ (1.00 USD USD
: 100.00)
=========== ============= ============== ========= =========== ========== ===============
Put Option Selling 23 (2,300) 32.0000 AMERICAN 18/12/2015 0.7600
/ (1.00 USD USD
: 100.00)
=========== ============= ============== ========= =========== ========== ===============
Product Writing, Number Exercise Type, Expiry Option
name, selling, of securities price e.g. date money
e.g. purchasing, to which American, paid/received
call varying the option European per unit
option etc. relates etc. (Note
(Note 3)
5)
========== ============== ============== ========= =========== ========== ===============
Call 36.0000 0.0170
Warrant Selling 85,000 USD AMERICAN 18/12/2015 EUR
========== ============== ============== ========= =========== ========== ===============
(ii) Exercising
Product name, Number of securities Exercise price
e.g. call per unit (Note
option 3)
============= =========================== ===================
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person relating to the
voting rights of any relevant securities
under any option referred to on this form or relating to the
voting rights or future acquisition
or disposal of any relevant securities to which any derivative
referred to on this form is referenced.
If none, this should be stated.
Date of disclosure 20 November 2015
======================== ====================
Contact name Aadithya Rao and
Yiannis Bardis
======================== ====================
+44(20) 7051 9046
Telephone number / +44(20) 7774 7107
======================== ====================
Name of offeree/offeror Pfizer Inc
with which connected
======================== ====================
Nature of connection Advisor to Offeror
(Note 6)
======================== ====================
This information is provided by RNS
The company news service from the London Stock Exchange
END
ISEEAFFEASESFFF
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