TIDMPFZ
RNS Number : 4645G
J.P. Morgan Securities LLC
20 November 2015
Ap27
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED
INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING
CAPACITY
1. KEY INFORMATION
Name of exempt principal J.P. Morgan Securities
trader LLC.
======================== ======================
Company dealt in Pfizer Inc
======================== ======================
Class of relevant Common Stock
security to which
the dealings being
disclosed relate
(Note 1)
======================== ======================
Date of dealing 19 November 2015
======================== ======================
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Class of relevant Long Short
security:
=========================== ================= ===================
Common Stock Number (%) Number (%)
=========================== ========= ====== =========== ======
5,291,365 3,358,115
(1) Relevant securities 0.09 0.05
=========================== ================= ===================
(2) Derivatives (other 1,238,608 2,496,087
than options) 0.02 0.04
=========================== ================= ===================
(3) Options and agreements 8,025,670 5,279,500
to purchase/sell 0.13 0.09
=========================== ================= ===================
14,555,643 11,133,702
Total 0.24 0.18
=========================== ================= ===================
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant Long Short
security:
========================== =================== =====================
Number (%) Number (%)
========================== ========= ====== =========== ======
(1) Relevant securities
========================== =================== =====================
(2) Derivatives (other
than options)
========================== =================== =====================
(3) Options and agreements
to purchase/sell
========================== =================== =====================
Total
========================== =================== =====================
Ap28
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchases/ sales Number of relevant securities Price per unit (USD)
----------------- ------------------------------ ---------------------
Purchases 25,000 32.1000
375,060 32.1500
300 32.1700
500 32.1775
29,699 32.1797
7,526 32.1799
100 32.1800
4,229 32.1807
100 32.2500
4,283 32.2627
407 32.2635
800 32.2700
34,630 32.2900
18,048 32.2933
7,349 32.3137
5,265 32.3174
1,600 32.3200
85 32.3300
15,252 32.3310
300 32.3367
14,411 32.3481
1,700 32.3500
12,500 32.3550
3,100 32.3600
6 32.3700
8,236 32.3763
3,126 32.3834
5,308 32.3841
1,221 32.3934
34,640 32.3970
800 32.4000
800 32.4300
100 32.6500
14 32.7550
68 32.7950
755 32.8100
100 32.9300
Sales 187,560 32.1500
23,115 32.2900
10 32.9000
14 32.9300
100 32.9550
----------------- ------------------------------ ---------------------
(b) Derivatives transactions (other than options transactions)
Product Nature of Number of relevant Price
name, transaction securities per unit
(USD)
e.g. CFD (Note 5) (Note 6) (Note
4)
========== ============= =================== ==========
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry Option
name, selling, of securities price e.g. date money
e.g. call purchasing, to which American, paid/received
option varying the option European per unit
etc. relates etc. (Note
(Note 7) 4)
============ ============= =============== ========= =========== ========= ===============
Call Option Purchasing 200,000 34.00 American 04/12/15 0.27
Call Option Purchasing 1,000,000 32.00 American 20/11/15 0.39
Call Option Purchasing 500,000 32.00 American 18/03/16 2.16
Call Option Selling 375,000 33.00 American 20/11/15 0.06
Call Option Selling 500,000 32.00 American 20/11/15 0.41
Call Option Selling 1,000,000 32.00 American 18/03/16 2.19
Put Option Purchasing 1,000,000 32.00 American 20/11/15 0.23
Put Option Selling 258,200 32.00 American 20/11/15 0.22
Put Option Selling 1,000,000 32.00 American 20/11/15 0.25
============ ============= =============== ========= =========== ========= ===============
(ii) Exercising
Product name, Number of securities Exercise price
e.g. call per unit (Note
option 4)
============== =========================== ====================
(d) Other dealings (including transactions in respect of new securities) (Note 3)
Nature of Details Price per
transaction unit
(Note 7) (if applicable)
(Note 4)
============= ============== =====================
Ap29
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person relating to the
voting rights of any relevant securities
under any option referred to on this form or relating to the
voting rights or future acquisition
or disposal of any relevant securities to which any derivative
referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 20 November 2015
======================== ===================
Contact name Tung Le
======================== ===================
Telephone number 020 7742 7272
======================== ===================
Name of offeree/offeror Allergan plc
with which connected
======================== ===================
Nature of connection Adviser to Allergan
(Note 9) plc
======================== ===================
SUPPLEMENTAL FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
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