Ark Therapeutics Group PLC Holding(s) in Company (7090I)
July 05 2013 - 5:48AM
UK Regulatory
TIDMAKT
RNS Number : 7090I
Ark Therapeutics Group PLC
05 July 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Ark Therapeutics Group plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------------------- ------------------------------------------------------------------------
2. Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
---------------------------------------------------------------------------------------------------------------- ----------------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
---------------------------------------------------------------------------------------------------------------- ----------------------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
---------------------------------------------------------------------------------------------------------------- ----------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------------------------------------------------------- ----------------------
Other (please
specify):
------------------- ------------------------------------------------------------------------------------------- ----------------------
3. Full name of person(s) subject GAM International Management Limited
to the (GAM)
notification obligation: (iii)
-------------------------------------------- ------------------------------------------------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
-------------------------------------------- ------------------------------------------------------------------------------------------
5. Date of the transaction and date 01 July 2013
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- ------------------------------------------------------------------------------------------
6. Date on which issuer notified: 02 July 2013
-------------------------------------------- ------------------------------------------------------------------------------------------
7. Threshold(s) that is/are crossed 3%
or
reached: (vi, vii)
-------------------------------------------- ------------------------------------------------------------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ---------------------------------- ----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- -------------- ------------------ ---------- ----------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----- ------- ------ ----- --- ---------- ------------ --------- ------------- ------------
GBP shares 7,523,008 5,982,708 5,982,708 2.859%
------------------ ---------- ------------ --------- ------------- ------------
Ordinary
GB0034251727 7,523,008
-------------- -------------- ------ ----- --- ---------- --- ------- --------- --- ---- -----------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- --------------- --------------------------- --------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
--------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
-------------- -------------- ------------- --------------- --------------------------- -----------------------
Nominal Delta
-------------- -------------- ------------- --------------- --------------------------- ---------- -----------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- ----------------------------------------------------
GBP 5,982,708 2.859%
-------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
GAM International Management Ltd is a discretionary investment manager
for a number of funds.
A holding in one of its funds was reduced from 3,060,491 to 1,520,191
(1.462 to .726%) causing our aggregate holdings to fall from 3.595% to
2.859%.
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: John Morrissey
---------------------------------------- --------------------------------------
15. Contact telephone number: 020 7917 2231
---------------------------------------- --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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