Ark Therapeutics Group PLC Holding(s) in Company (9165P)
October 07 2013 - 10:21AM
UK Regulatory
TIDMAKT
RNS Number : 9165P
Ark Therapeutics Group PLC
07 October 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying Ark Therapeutics plc
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
------------------ --------------------------------------------------------- -------
3. Full name of person(s) subject D.A.Phillips
to the
notification obligation: (iii)
------------------------------------------ ------------------------------------------
4. Full name of shareholder(s) Aquaglow ltd
(if different from 3.):(iv)
------------------------------------------ ------------------------------------------
5. Date of the transaction and date 1/10/2013
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ------------------------------------------
6. Date on which issuer notified: 7/10/2013
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7. Threshold(s) that is/are crossed Down to 3,45%
or
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------ ------------------------------------- -------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
------------ -------------- --------------------- ------- ----------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------ ----- ------- ------- ------ ---- ------- ------------ --------- ------------- ------------
Ordinary 1p 7,000,000 3.345 3.345
------------ -------------- --------------------- ------- ------------ --------- ------------- ------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------- ---------------- --------------------------- -------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
------------ -------------- --------------- ------------- --------------------------- -----------------------
Nominal Delta
------------ -------------- --------------- ------------- --------------------------- ---------- -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder: n/a
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11. Number of voting rights proxy holder will n/a
cease
to hold:
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12. Date on which proxy holder will cease to n/a
hold
voting rights:
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13. Additional information: n/a
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14. Contact name: D.Phillips
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15. Contact telephone number: 07775141617
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
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Full name
(including legal form of legal entities)
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Contact address
(registered office for legal entities)
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Phone number & email
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Other useful information
(at least legal representative for
legal persons)
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B: Identity of the notifier, if applicable
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Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
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C: Additional information
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For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
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