RNS Number : 0302Z
Quilter PLC
02 August 2024
 

 FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Quilter PLC (and subsidiaries)

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Darktrace PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

01/08/2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

No

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

1p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,801,457

1.25

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

8,801,457

1.25

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

1p ordinary

Purchase

50

5.923291

1p ordinary

Purchase

67

5.925349

1p ordinary

Sale

6,276

5.906

1p ordinary

Sale

250

5.9195

1p ordinary

Sale

49

5.918168

1p ordinary

Sale

1,435

5.915004

1p ordinary

Sale

245

5.9155

1p ordinary

Sale

174

5.919077

1p ordinary

Sale

485

5.918354

1p ordinary

Sale

690

5.9195

1p ordinary

Sale

300

5.9295

1p ordinary

Sale

250

5.9315

1p ordinary

Sale

1,290

5.9395

1p ordinary

Sale

149

5.926708

1p ordinary

Sale

28,765

5.93

1p ordinary

Sale

2,085

5.931

1p ordinary

Sale

176

5.930073

1p ordinary

Sale

1,594

5.930073

1p ordinary

Sale

489

5.930073

1p ordinary

Sale

1,100

5.925005

1p ordinary

Sale

225

5.925

1p ordinary

Sale

175

5.927

1p ordinary

Sale

486

5.9275

1p ordinary

Sale

625

5.928644

1p ordinary

Sale

988

5.921

1p ordinary

Sale

935

5.921

1p ordinary

Sale

418

5.921

1p ordinary

Sale

411

5.921

1p ordinary

Sale

960

5.921

1p ordinary

Sale

1,640

5.921

1p ordinary

Sale

1,428

5.921

1p ordinary

Sale

916

5.921

1p ordinary

Sale

626

5.921

1p ordinary

Sale

1,778

5.921

1p ordinary

Sale

2,641

5.921

1p ordinary

Sale

490

5.921

1p ordinary

Sale

874

5.921

1p ordinary

Sale

796

5.921

1p ordinary

Sale

710

5.921

1p ordinary

Sale

656

5.921

1p ordinary

Sale

1,572

5.921

1p ordinary

Sale

818

5.921

1p ordinary

Sale

1,873

5.921

1p ordinary

Sale

749

5.921

1p ordinary

Sale

1,090

5.921

1p ordinary

Sale

2,634

5.921

1p ordinary

Sale

369

5.921

1p ordinary

Sale

3,304

5.921

1p ordinary

Sale

568

5.921

1p ordinary

Sale

1,514

5.921

1p ordinary

Sale

628

5.921

1p ordinary

Sale

589

5.921

1p ordinary

Sale

630

5.921

1p ordinary

Sale

1,248

5.921

1p ordinary

Sale

1,344

5.921

1p ordinary

Sale

1,538

5.921

1p ordinary

Sale

1,254

5.921

1p ordinary

Sale

535

5.921

1p ordinary

Sale

416

5.921

1p ordinary

Sale

1,091

5.921

1p ordinary

Sale

1,303

5.921

1p ordinary

Sale

730

5.921

1p ordinary

Sale

527

5.921

1p ordinary

Sale

550

5.921

1p ordinary

Sale

442

5.921

1p ordinary

Sale

1,230

5.921

1p ordinary

Sale

1,268

5.921

1p ordinary

Sale

1,110

5.921

1p ordinary

Sale

2,354

5.921

1p ordinary

Sale

570

5.921

1p ordinary

Sale

653

5.921

1p ordinary

Sale

488

5.921

1p ordinary

Sale

520

5.921

1p ordinary

Sale

887

5.921

1p ordinary

Sale

564

5.921

1p ordinary

Sale

552

5.921

1p ordinary

Sale

1,003

5.921

1p ordinary

Sale

637

5.921

1p ordinary

Sale

429

5.921

1p ordinary

Sale

694

5.921

1p ordinary

Sale

591

5.921

1p ordinary

Sale

1,374

5.921

1p ordinary

Sale

299

5.921

1p ordinary

Sale

549

5.921

1p ordinary

Sale

702

5.921

1p ordinary

Sale

658

5.921

1p ordinary

Sale

735

5.921

1p ordinary

Sale

1,187

5.921

1p ordinary

Sale

1,272

5.921

1p ordinary

Sale

715

5.921

1p ordinary

Sale

588

5.921

1p ordinary

Sale

390

5.921

1p ordinary

Sale

396

5.921

1p ordinary

Sale

494

5.921

1p ordinary

Sale

1,142

5.921

1p ordinary

Sale

1,731

5.921

1p ordinary

Sale

810

5.921

1p ordinary

Sale

811

5.921

1p ordinary

Sale

1,323

5.921

1p ordinary

Sale

1,317

5.921

1p ordinary

Sale

1,221

5.921

1p ordinary

Sale

483

5.921

1p ordinary

Sale

1,570

5.921

1p ordinary

Sale

831

5.921

1p ordinary

Sale

2,148

5.921

1p ordinary

Sale

803

5.921

1p ordinary

Sale

524

5.921

1p ordinary

Sale

2,121

5.921

1p ordinary

Sale

612

5.921

1p ordinary

Sale

812

5.921

1p ordinary

Sale

971

5.921

1p ordinary

Sale

741

5.921

1p ordinary

Sale

798

5.921

1p ordinary

Sale

833

5.921

1p ordinary

Sale

594

5.921

1p ordinary

Sale

561

5.921

1p ordinary

Sale

446

5.921

1p ordinary

Sale

598

5.921

1p ordinary

Sale

752

5.921

1p ordinary

Sale

930

5.921

1p ordinary

Sale

868

5.921

1p ordinary

Sale

743

5.921

1p ordinary

Sale

290

5.921

1p ordinary

Sale

898

5.921

1p ordinary

Sale

1,350

5.921

1p ordinary

Sale

638

5.921

1p ordinary

Sale

1,801

5.921

1p ordinary

Sale

445

5.929

1p ordinary

Sale

1,460

5.9175

1p ordinary

Sale

1,061

5.917

1p ordinary

Sale

300

5.917

1p ordinary

Sale

375

5.917

1p ordinary

Sale

279

5.927

1p ordinary

Sale

430

5.8955

1p ordinary

Sale

652

5.917

1p ordinary

Sale

260

5.906

1p ordinary

Sale

250

5.906

1p ordinary

Sale

1,020

5.906

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)









 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

02/08/2024

Contact name:

Henry Nevin

Telephone number:

+44 (0)207 150 4209

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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