RNS Number : 5720Z
Quilter PLC
07 August 2024
 

 FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Quilter PLC (and subsidiaries)

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Darktrace PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

06/08/2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

No

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

1p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,421,247

1.20

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

8,421,247

1.20

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

1p ordinary

Purchase

201

5.9425

1p ordinary

Purchase

136

5.953681

1p ordinary

Sale

169

5.928439

1p ordinary

Sale

480

5.9435

1p ordinary

Sale

440

5.9435

1p ordinary

Sale

540

5.9435

1p ordinary

Sale

590

5.9435

1p ordinary

Sale

265

5.9435

1p ordinary

Sale

355

5.9435

1p ordinary

Sale

275

5.9435

1p ordinary

Sale

625

5.9435

1p ordinary

Sale

510

5.9435

1p ordinary

Sale

400

5.9435

1p ordinary

Sale

580

5.9435

1p ordinary

Sale

425

5.95606

1p ordinary

Sale

915

5.9435

1p ordinary

Sale

505

5.9435

1p ordinary

Sale

500

5.95606

1p ordinary

Sale

498

5.9435

1p ordinary

Sale

602

5.9435

1p ordinary

Sale

780

5.9435

1p ordinary

Sale

730

5.9435

1p ordinary

Sale

1810

5.9435

1p ordinary

Sale

400

5.9435

1p ordinary

Sale

395

5.9435

1p ordinary

Sale

455

5.9435

1p ordinary

Sale

1450

5.9435

1p ordinary

Sale

600

5.9435

1p ordinary

Sale

810

5.9435

1p ordinary

Sale

835

5.9435

1p ordinary

Sale

810

5.9435

1p ordinary

Sale

340

5.9435

1p ordinary

Sale

500

5.9435

1p ordinary

Sale

626

5.9435

1p ordinary

Sale

585

5.9435

1p ordinary

Sale

196

5.95606

1p ordinary

Sale

710

5.9435

1p ordinary

Sale

37920

5.9435

1p ordinary

Sale

150

5.966812

1p ordinary

Sale

672

5.95606

1p ordinary

Sale

933

5.95606

1p ordinary

Sale

500

5.95606

1p ordinary

Sale

301

5.9435

1p ordinary

Sale

475

5.9435

1p ordinary

Sale

380

5.963

1p ordinary

Sale

250

5.95606

1p ordinary

Sale

480

5.9435

1p ordinary

Sale

380

5.9435

1p ordinary

Sale

340

5.9435

1p ordinary

Sale

1170

5.9435

1p ordinary

Sale

355

5.9435

1p ordinary

Sale

670

5.9435

1p ordinary

Sale

225

5.9435

1p ordinary

Sale

575

5.9435

1p ordinary

Sale

225

5.9435

1p ordinary

Sale

365

5.9435

1p ordinary

Sale

369

5.9435

1p ordinary

Sale

455

5.9435

1p ordinary

Sale

340

5.9435

1p ordinary

Sale

430

5.9435

1p ordinary

Sale

315

5.9435

1p ordinary

Sale

480

5.9435

1p ordinary

Sale

1390

5.9435

1p ordinary

Sale

635

5.9435

1p ordinary

Sale

237

5.9435

1p ordinary

Sale

350

5.9435

1p ordinary

Sale

515

5.9435

1p ordinary

Sale

275

5.9435

1p ordinary

Sale

735

5.9435

1p ordinary

Sale

6095

5.95406

1p ordinary

Sale

1190

5.9435

1p ordinary

Sale

601

5.9435

1p ordinary

Sale

665

5.9435

1p ordinary

Sale

605

5.9435

1p ordinary

Sale

815

5.9435

1p ordinary

Sale

485

5.9435

1p ordinary

Sale

325

5.9435

1p ordinary

Sale

350

5.9435

1p ordinary

Sale

2050

5.9435

1p ordinary

Sale

475

5.95606

1p ordinary

Sale

335

5.9435

1p ordinary

Sale

240

5.9435

1p ordinary

Sale

575

5.9435

1p ordinary

Sale

500

5.9435

1p ordinary

Sale

815

5.9435

1p ordinary

Sale

355

5.9435

1p ordinary

Sale

600

5.9435

1p ordinary

Sale

985

5.9435

1p ordinary

Sale

655

5.9435

1p ordinary

Sale

375

5.9435

1p ordinary

Sale

1325

5.9435

1p ordinary

Sale

400

5.9435

1p ordinary

Sale

440

5.9435

1p ordinary

Sale

300

5.9435

1p ordinary

Sale

420

5.9435

1p ordinary

Sale

665

5.9435

1p ordinary

Sale

550

5.9435

1p ordinary

Sale

865

5.9435

1p ordinary

Sale

490

5.9435

1p ordinary

Sale

560

5.9435

1p ordinary

Sale

987

5.9435

1p ordinary

Sale

345

5.9435

1p ordinary

Sale

350

5.9435

1p ordinary

Sale

415

5.9435

1p ordinary

Sale

1130

5.9435

1p ordinary

Sale

230

5.9435

1p ordinary

Sale

509

5.9435

1p ordinary

Sale

685

5.9435

1p ordinary

Sale

940

5.9435

1p ordinary

Sale

300

5.9435

1p ordinary

Sale

222

5.9435

1p ordinary

Sale

355

5.9435

1p ordinary

Sale

505

5.9435

1p ordinary

Sale

685

5.9435

1p ordinary

Sale

395

5.9435

1p ordinary

Sale

375

5.9435

1p ordinary

Sale

630

5.9435

1p ordinary

Sale

380

5.9435

1p ordinary

Sale

505

5.95606

1p ordinary

Sale

435

5.9435

1p ordinary

Sale

1515

5.9435

1p ordinary

Sale

1025

5.9435

1p ordinary

Sale

760

5.9435

1p ordinary

Sale

730

5.9435

1p ordinary

Sale

335

5.9435

1p ordinary

Sale

560

5.9435

1p ordinary

Sale

412

5.9435

1p ordinary

Sale

429

5.9435

1p ordinary

Sale

800

5.9435

1p ordinary

Sale

516

5.9435

1p ordinary

Sale

338

5.9435

1p ordinary

Sale

378

5.9435

1p ordinary

Sale

825

5.9435

1p ordinary

Sale

1405

5.9435

1p ordinary

Sale

332

5.9435

1p ordinary

Sale

317

5.9435

1p ordinary

Sale

335

5.9435

1p ordinary

Sale

1000

5.9435

1p ordinary

Sale

340

5.9435

1p ordinary

Sale

290

5.9435

1p ordinary

Sale

265

5.9435

1p ordinary

Sale

542

5.9435

1p ordinary

Sale

680

5.9435

1p ordinary

Sale

288

5.9435

1p ordinary

Sale

475

5.9435

1p ordinary

Sale

415

5.9435

1p ordinary

Sale

750

5.9435

1p ordinary

Sale

465

5.9435

1p ordinary

Sale

325

5.9435

1p ordinary

Sale

398

5.9435

1p ordinary

Sale

392

5.9435

1p ordinary

Sale

315

5.9435

1p ordinary

Sale

405

5.9435

1p ordinary

Sale

670

5.9435

1p ordinary

Sale

631

5.9375

1p ordinary

Sale

1004

5.9435

1p ordinary

Sale

580

5.9435

1p ordinary

Sale

3275

5.9435

1p ordinary

Sale

2250

5.9435

1p ordinary

Sale

1715

5.9435

1p ordinary

Sale

1860

5.9435

1p ordinary

Sale

3480

5.9435

1p ordinary

Sale

855

5.9435

1p ordinary

Sale

13855

5.9435

1p ordinary

Sale

495

5.9435

1p ordinary

Sale

18320

5.9435

1p ordinary

Sale

1705

5.9435

1p ordinary

Sale

1655

5.9435

1p ordinary

Sale

335

5.9435

1p ordinary

Sale

820

5.9435

1p ordinary

Sale

618

5.9435

1p ordinary

Sale

890

5.9435

1p ordinary

Sale

580

5.9435

1p ordinary

Sale

1100

5.9435

1p ordinary

Sale

5105

5.9435

1p ordinary

Sale

440

5.9435

1p ordinary

Sale

695

5.9435

1p ordinary

Sale

1270

5.9435

1p ordinary

Sale

1685

5.9435

1p ordinary

Sale

985

5.9435

1p ordinary

Sale

915

5.9435

1p ordinary

Sale

490

5.9435

1p ordinary

Sale

535

5.9435

1p ordinary

Sale

381

5.9435

1p ordinary

Sale

400

5.9435

1p ordinary

Sale

445

5.9435

1p ordinary

Sale

435

5.9435

1p ordinary

Sale

1390

5.9435

1p ordinary

Sale

414

5.9435

1p ordinary

Sale

880

5.9435

1p ordinary

Sale

675

5.9435

1p ordinary

Sale

1225

5.9435

1p ordinary

Sale

725

5.9435

1p ordinary

Sale

85

5.95606

1p ordinary

Sale

885

5.9435

1p ordinary

Sale

450

5.9435

1p ordinary

Sale

555

5.9435

1p ordinary

Sale

1755

5.9435

1p ordinary

Sale

550

5.9435

1p ordinary

Sale

85

5.95606

1p ordinary

Sale

271

5.9435

1p ordinary

Sale

4970

5.9435

1p ordinary

Sale

600

5.9435

1p ordinary

Sale

805

5.9435

1p ordinary

Sale

900

5.9435

1p ordinary

Sale

480

5.9435

1p ordinary

Sale

407

5.9435

1p ordinary

Sale

740

5.9435

1p ordinary

Sale

340

5.9435

1p ordinary

Sale

1670

5.9435

1p ordinary

Sale

520

5.9435

1p ordinary

Sale

350

5.9435

1p ordinary

Sale

1155

5.9435

1p ordinary

Sale

600

5.9435

1p ordinary

Sale

2390

5.9435

1p ordinary

Sale

295

5.9435

1p ordinary

Sale

685

5.9435

1p ordinary

Sale

475

5.9435

1p ordinary

Sale

435

5.9435

1p ordinary

Sale

690

5.9435

1p ordinary

Sale

1350

5.9435

1p ordinary

Sale

525

5.9435

1p ordinary

Sale

605

5.9435

1p ordinary

Sale

660

5.9435

1p ordinary

Sale

1280

5.9435

1p ordinary

Sale

865

5.9435

1p ordinary

Sale

300

5.95606

1p ordinary

Sale

915

5.9435

1p ordinary

Sale

1110

5.9435

1p ordinary

Sale

7930

5.9435

1p ordinary

Sale

1015

5.9435

1p ordinary

Sale

3133

5.9435

1p ordinary

Sale

925

5.9435

1p ordinary

Sale

575

5.9435

1p ordinary

Sale

760

5.9435

1p ordinary

Sale

1055

5.9435

1p ordinary

Sale

470

5.9435

1p ordinary

Sale

275

5.9435

1p ordinary

Sale

410

5.9435

1p ordinary

Sale

440

5.9435

1p ordinary

Sale

480

5.9435

1p ordinary

Sale

1260

5.9435

1p ordinary

Sale

830

5.9435

1p ordinary

Sale

333

5.9435

1p ordinary

Sale

575

5.9435

1p ordinary

Sale

520

5.9435

1p ordinary

Sale

310

5.9435

1p ordinary

Sale

586

5.9435

1p ordinary

Sale

1385

5.9435

1p ordinary

Sale

25560

5.9435

1p ordinary

Sale

1776

5.95606

1p ordinary

Sale

12710

5.9435

1p ordinary

Sale

15340

5.9435

1p ordinary

Sale

1620

5.9435

1p ordinary

Sale

2750

5.94

1p ordinary

Sale

505

5.9435

1p ordinary

Sale

1050

5.9435

1p ordinary

Sale

450

5.9435

1p ordinary

Sale

485

5.9435

1p ordinary

Sale

265

5.9435

1p ordinary

Sale

885

5.9435

1p ordinary

Sale

1330

5.9435

1p ordinary

Sale

545

5.9435

1p ordinary

Sale

2100

5.9435

1p ordinary

Sale

2545

5.9435

1p ordinary

Sale

1540

5.9435

1p ordinary

Sale

4960

5.9435

1p ordinary

Sale

675

5.9435

1p ordinary

Sale

925

5.9435

1p ordinary

Sale

2310

5.9435

1p ordinary

Sale

1405

5.9435

1p ordinary

Sale

810

5.9435

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)









 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

07/08/2024

Contact name:

Henry Nevin

Telephone number:

+44 (0)207 150 4209

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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