Riverstone Credit Opps. Inc PLC Holding(s) in Company (3444I)
August 11 2021 - 9:32AM
UK Regulatory
TIDMRCOI
RNS Number : 3444I
Riverstone Credit Opps. Inc PLC
11 August 2021
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Riverstone Credit Opportunities Income
rights are attached ii : Plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
iii Other (please specify) :
------------------
3. Details of person subject to the notification obligation iv
Name Lars Ernest Bader
------------------------------------------------------------------
City and country of registered office
(if applicable)
------------------------------------------------------------------
4. Full name of shareholder(s) (if different from 3.) v
Name Lars Ernest Bader
------------------------------------------------------------------
City and country of registered office
(if applicable)
------------------------------------------------------------------
5. Date on which the threshold was 09/08/21
crossed or reached vi :
------------------------------------------------------------------
6. Date on which issuer notified 11/08/21
(DD/MM/YYYY):
------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total number
rights through financial Total of both of voting rights
attached to instruments in % (8.A + 8.B) of issuer vii
shares (total of 8.B 1
(total of 8. A) + 8.B 2)
--------------------- ---------------------- ---------------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 2.72% 0 2.72% 2,486,758
--------------------- ---------------------- ---------------------- ------------------
Position of previous
notification (if
applicable) 3.82% 0 3.82% 3,500,000
--------------------- ---------------------- ---------------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type Number of voting rights ix % of voting rights
of
shares
ISIN code
(if
possible)
---------------------------------------------------- -------------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
------------------------- ------------------------- --------------------------- --------------------------
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.2.1)
(DTR5.1)
(DTR5.2.1)
GB00BJHPS390 2486758 0 2.72% 0
------------------ --------------- -------------------------- -------------------------
SUBTOTAL 8. A 2486758 2.72%
----------------------------------- -----------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Number of voting
Type of financial Expiration Exercise/ Conversion rights that may be % of voting rights
instrument date x Period xi acquired if the instrument
is exercised/converted.
-------------- ------------------------ ---------------------------- ---------------------
SUBTOTAL 8. B 1 0 0
------------------------ ---------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of
instrument date x Conversion cash settlement voting rights % of voting rights
Period xi xii
------------ ------------- ------------------ --------------- ---------------------
SUBTOTAL 8.B.2 0 0
------------------ --------------- ---------------------
9. Information in relation to the person subject to the notification obligation
(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by X
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
-----------------------
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional
rows as necessary)
-----------------------
% of voting rights % of voting rights
if it equals or is through financial Total of both if it
Name xv higher than the notifiable instruments if it equals or is higher
threshold equals or is higher than the notifiable
than the threshold
notifiable threshold
---------------------------------- ----------------------------- -------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights
will be held
Place of completion Sliema, Malta
Date of completion 11/08/2021
--------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
HOLGPUUWRUPGGWG
(END) Dow Jones Newswires
August 11, 2021 09:32 ET (13:32 GMT)
Riverstone Credit Opport... (LSE:RCOI)
Historical Stock Chart
From Jun 2024 to Jul 2024
Riverstone Credit Opport... (LSE:RCOI)
Historical Stock Chart
From Jul 2023 to Jul 2024