Wolf Popper LLP Files Securities Fraud Class Action Against Refco, Inc.
October 14 2005 - 6:01PM
PR Newswire (US)
NEW YORK, Oct. 14 /PRNewswire/ -- Wolf Popper LLP has filed a
securities fraud lawsuit against Refco, Inc. ("Refco") (NYSE:
"RFX") and certain of its officers and directors, on behalf of a
class (the "Class") consisting of all persons or entities that: (a)
purchased the common stock of Refco on the open market during the
period August 11, 2005 through October 7, 2005, inclusive (the
"Class Period"); or (b) purchased Refco common stock issued and/or
traceable to the Company's Registration Statement/Prospectus dated
August 10, 2005 and declared effective by the SEC on or around
August 11, 2005. The action was filed in the United States District
Court, Southern District of New York. The complaint can be obtained
from the Court or viewed on Wolf Popper's website
(http://www.wolfpopper.com/). The complaint alleges that during the
Class Period, defendants caused Refco to issue a Registration
Statement/Prospectus, touting the Company's exceptionally high
derivative trading volume and strong financial statements. However,
unbeknownst to the market, Refco hid from its investors the
Company's true financial condition. The Company materially
misstated its accounts receivables by hiding $430 million in bad
debt unlikely to be repaid. Using financial sleight of hand, the
Company made it appear that a legitimate business customer, a
hedge-fund company called Liberty Corner, owed Refco $430 million,
when in fact, a company controlled by Refco's Chief Executive
Officer and Chairman of the Board owed the Company the $430
million. This was accomplished by making loans to Liberty Corner,
which turned around and lent the money to an entity controlled by
Refco's Chief Executive Officer and Chairman of the Board. On
October 10, 2005, only two months after the Company's initial
public offering, the Company announced that its financial
statements included in its Registration Statement/Prospectus could
no longer be relied on because of the previously undisclosed $430
million related party receivable. The Company also stated that it
would delay the filing of its quarterly report on Form 10-Q for the
quarterly period ending August 31, 2005. Furthermore, the Company
announced that its Chief Executive Officer, Chairman, and
controlling shareholder, Phillip R. Bennet, was taking a leave of
absence at the request of Refco's Board of Directors. On this news,
Refco's share price plummeted 45% to $15.60 from the prior days
closing of $28.56. On October 12, 2005, Refco's Chief Executive
Officer and Chairman of the Board was arrested and charged with
securities fraud by the U.S. Attorney's Office for paying Liberty
Corner to help him hide the money he owed Refco. In addition, on
October 13, 2005, Refco announced it would halt activities at its
non-regulated Capital Markets because its liquidity was no longer
sufficient to continue operations. After these announcements,
Refco's share price plummeted again, falling to a close of $7.90 on
October 13, 2005. Wolf Popper LLP has extensive experience
representing shareholders in class actions and has successfully
recovered billions of dollars for defrauded shareholders. Class
members who desire to be appointed a lead plaintiff in this action
must file a motion with the Court no later than December 12, 2005.
Class members who are interested in serving as a lead plaintiff in
this action, or other persons who have questions or information
regarding the prosecution of this action, are urged to call or
write: Emily DeMuro, Investor Relations () or James
Kelly-Kowlowitz, Esq. () * Wolf Popper LLP * 845 Third Avenue * New
York * NY * 10022 Tel.: 212.759.4600 * Toll Free: 877.370.7703 *
Fax: 212.486.2093 * Toll Free Fax: 877.370.7704 Email: DATASOURCE:
Wolf Popper LLP CONTACT: Emily DeMuro, Investor Relations of Wolf
Popper LLP, +1-212-451-9610 Web site: http://www.wolfpopper.com/
Copyright