Rotala PLC Holding(s) in Company (6059E)
June 30 2023 - 9:46AM
UK Regulatory
TIDMROL
RNS Number : 6059E
Rotala PLC
30 June 2023
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Rotala plc
underlying issuer of existing shares
to which voting rights are atached
(ii) :
------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
UK
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights x
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify)(iii) : Change in Total Voting rights of issuer
------------------
3. Details of person subject to the notification obligation (iv)
Name NIGEL WRAY
City and country of registered office LONDON, U.K.
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name UBS PRIVATE BANKING NOMINEES LTD
GLOBAL PRIME PARTNERS NOMINEES LIMITED
RBC TRUSTEES (JERSEY) LIMITED
------------------------------------------------------------
City and country of registered office LONDON, U.K.
(if applicable)
------------------------------------------------------------
5. Date on which the threshold was 27 June 2023
crossed or reached (vi) :
------------------------------------------------------------
6. Date on which issuer notified 30 June 2023
(DD/MM/YYYY):
------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
----------------------- --------------------- ----------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 9.5731% 9.5731% 2,742,249
----------------------- --------------------- ----------------- ------------------
Position of
previous notification
(if
applicable) 8.8398% 8.8398%
----------------------- --------------------- ----------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
----------------------
ORDINARY SHARES
GB00B1Z2MP60 1,687,451 1,282,298 5.4396% 4.1335%
-------------------- ---------------------- ------------------------------- ---------------------
SUBTOTAL 8.
A 2,969,749 9.5731%
-------------------------------------------- ------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
-------------------- ---------------------- ------------------------------- ---------------------
SUBTOTAL 8. B
1
---------------------- ------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date (x) Conversion or cash voting rights rights
instrument Period (xi) settlement
(xii)
--------------------- ---------------------- ------------ -----------------
SUBTOTAL
8.B.2
------------ -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
-------------------------- ------------------------- ----------------------
Nigel Wray has a
beneficial interest
in shares held by
UBS PRIVATE BANKING
NOMINEES LTD
GLOBAL PRIME PARTNERS
NOMINEES LIMITED
RBC TRUSTEES (JERSEY)
LIMITED 9.5731% 9.5731%
-------------------------- ------------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-------------------------------------------------
The number and % of voting rights N/A
held
-------------------------------------------------
The date until which the voting rights N/A
will be held
-------------------------------------------------
11. Additional information (xvi)
Of the shares in (8) above, 65,493 shares are held as a trustee of The
Priory Foundation, a charitable trust in which I have no beneficial interest.
Place of completion London
Date of completion 30 June 2023
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END
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