TIDMRRS
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL INC
(b) Name of offeror/offeree RANDGOLD RESOURCES LIMITED
in relation to whose
relevant securities this form relates:
(c) Name of the party to the RANDGOLD RESOURCES LIMITED
offer with which exempt
principal trader is connected
(d) Date position held/dealing undertaken: 27 December 2018
(e) In addition to the company in 1(b) YES:
above, is the exempt principal
trader making disclosures in respect BARRICK GOLD CORPORATION
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of USD 0.05 ordinary
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 41,640 0.04% 29,454 0.03%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 3,800 0.00% 99,800 0.10%
to
purchase/sell:
TOTAL: 45,440 0.05% 129,254 0.14%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
ADR Purchase 176,538 85.1497 USD 85.1497 USD
ADR Sale 176,538 85.1497 USD 85.1497 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a
long/short
position,
increasing/reducing
a
long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD 0.05 Call Purchasing 500 45 USD American 18 Jan 2019 39.5000 USD
ordinary Options
USD 0.05 Call Purchasing 100 60 USD American 18 Jan 2019 24.6000 USD
ordinary Options
USD 0.05 Call Purchasing 800 65 USD American 18 Jan 2019 20.4000 USD
ordinary Options
USD 0.05 Call Purchasing 400 70 USD American 18 Jan 2019 16.1000 USD
ordinary Options
USD 0.05 Call Purchasing 200 70 USD American 15 Mar 2019 15.1000 USD
ordinary Options
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
Date of disclosure: 28 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL INC
positions/dealings
are being disclosed:
Name of offeror/offeree RANDGOLD RESOURCES LIMITED
in relation to whose
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.05 Call Purchased 100 83.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Purchased 100 60.0000 American 20 Dec 2019
ordinary Options
USD 0.05 Call Purchased 100 80.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Purchased 100 73.0000 American 20 Dec 2019
ordinary Options
USD 0.05 Call Purchased 200 78.0000 American 20 Dec 2019
ordinary Options
USD 0.05 Call Purchased 300 75.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -20,200 90.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Written -16,100 83.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -13,600 80.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -11,700 85.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -6,700 95.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -5,000 88.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -2,800 90.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -2,700 100.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Written -2,200 135.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -2,000 100.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -1,800 150.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -600 115.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -300 155.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -300 105.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -300 110.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Written -200 63.0000 American 20 Dec 2019
ordinary Options
USD 0.05 Call Written -200 98.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -200 93.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Written -200 105.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Written -200 120.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Call Written -100 93.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Call Written -100 80.0000 American 15 Mar 2019
ordinary Options
USD 0.05 Put Purchased -5,200 60.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Put Purchased -2,000 68.0000 American 20 Dec 2019
ordinary Options
USD 0.05 Put Purchased -1,800 80.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Purchased -1,100 65.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Purchased -1,000 70.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Purchased -600 78.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Purchased -500 45.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Put Purchased -100 80.0000 American 17 Jan 2020
ordinary Options
USD 0.05 Put Written 100 68.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Written 100 73.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Written 300 75.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Written 300 90.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Written 400 50.0000 American 18 Jan 2019
ordinary Options
USD 0.05 Put Written 1,700 60.0000 American 18 Jan 2019
ordinary Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of
the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20181228005091/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
December 28, 2018 06:58 ET (11:58 GMT)
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