Holding(s) in Company (2460U)
December 19 2011 - 7:46AM
UK Regulatory
TIDMRUBI
RNS Number : 2460U
Rubicon Diversified Investments PLC
19 December 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying RUBICON DIVERSIFIED INVESTMENTS
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights u
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights u
----------------------------------------------------------------------------- -------
Other (please
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject HARGREAVE HALE LIMITED
to the
notification obligation: (iii)
-------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
-------------------------------------------- ----------------------------------------
5. Date of the transaction and date 16 DECEMBER 2011
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- ----------------------------------------
6. Date on which issuer notified: 19 DECEMBER 2011
-------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 5%, 10%
-------------------------------------------- ----------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------ ------------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- -------------- -------------------- -------------------------- ---------------------- --------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
------------- ---- ---- ----- ----- ------ --------- --------------- ------- ------------- ------- -----------
GB00B17BLJ81 0 0
-------------- -------------------- --------- ----- ------- -------- ------- -----------
30,375,000 30,375,000 10.1159%
------------- ---- ---- ----- ----- ------ ------- --------------- ------- ------------- ------- -----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------------- ---------------- ------------------------------ -------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date (xvii) Conversion rights instrument (xix, xx)
period refers to
(xviii)
------------------- --------------- --------------- -------------- --------------------------- -------------------------
Nominal Delta
------------------- --------------- --------------- -------------- --------------------------- ------------ -----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------------- ------------------------------------------------------
30,375,000 10.1159%
--------------------------------------------------------------------- ------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
------------------------------------------------------------------------------------
30,000,000 of these shares are held for unit trusts operated by Marlborough
Fund Managers Ltd for whom Hargreave Hale Ltd manages investments on
a discretionary basis. The remaining shares are held for other Discretionary
clients.
Proxy Voting:
------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------ ----------------------------
11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------------ ----------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------------ ----------------------------
The event changing the breakdown of
13. Additional information: voting rights on 16/12/2011 was the
issue of 225,000,000 placing shares,
of which we purchased 30,375,000.
------------------------------------------ ----------------------------------------
14. Contact name: David Clueit
------------------------------------------ ----------------------------------------
15. Contact telephone number: 01253 754739
------------------------------------------ ----------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLGGGCCPUPGGPB
Rubicon Software (LSE:RUBI)
Historical Stock Chart
From Oct 2024 to Nov 2024
Rubicon Software (LSE:RUBI)
Historical Stock Chart
From Nov 2023 to Nov 2024
