Rule 8.3- Summit Germany Limited
April 29 2009 - 7:10AM
UK Regulatory
TIDMSGL
RNS Number : 3600R
Lehman Bros.International Euro
29 April 2009
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
+------------------------------------+------------------------------------------------------+
| Name of person dealing (Note 1) | Lehman Brothers International Europe (in |
| | administration) |
| | |
+------------------------------------+------------------------------------------------------+
| Company dealt in | Summit Germany Limited |
| | |
+------------------------------------+------------------------------------------------------+
| Class of relevant security to | Ordinary |
| which the dealings being disclosed | |
| relate (Note 2) | |
| | |
+------------------------------------+------------------------------------------------------+
| Date of dealing | 21st April 2009 |
| | |
+------------------------------------+------------------------------------------------------+
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE 1
+-----+---------------------------------------------------------------------------------------+
| (a) | Interests and short positions (following dealing) in the class of relevant security |
| | dealt in (Note 3) |
+-----+---------------------------------------------------------------------------------------+
+--------------------------------------------------+-----------+------+--------+-------+
| | Long | Short |
+--------------------------------------------------+------------------+----------------+
| | Number | (%) | Number | (%) |
| | | | | |
+--------------------------------------------------+-----------+------+--------+-------+
| (1) Relevant securities | 4,756,372 | 1.73 | 0 | N/A |
| | | | | |
+--------------------------------------------------+-----------+------+--------+-------+
| (2) Derivatives (other than options) | | | | |
| | | | | |
+--------------------------------------------------+-----------+------+--------+-------+
| (3) Options and agreements to purchase/sell | | | | |
| | | | | |
+--------------------------------------------------+-----------+------+--------+-------+
| Total | 4,756,372 | 1.73 | 0 | N/A |
| | | | | |
+--------------------------------------------------+-----------+------+--------+-------+
+-----+---------------------------------------------------------------------------------------+
| (b) | Interests and short positions in relevant securities of the company, other than the |
| | class dealt in (Note 3) |
+-----+---------------------------------------------------------------------------------------+
+--------------------------------------------------+--------+------+--------+-------+
| Class of relevant security: | Long | Short |
+--------------------------------------------------+---------------+----------------+
| | Number | (%) | Number | (%) |
| | | | | |
+--------------------------------------------------+--------+------+--------+-------+
| (1) Relevant securities | | | | |
| | | | | |
+--------------------------------------------------+--------+------+--------+-------+
| (2) Derivatives (other than options) | | | | |
| | | | | |
+--------------------------------------------------+--------+------+--------+-------+
| (3) Options and agreements to purchase/sell | | | | |
| | | | | |
+--------------------------------------------------+--------+------+--------+-------+
| Total | | | | |
| | | | | |
+--------------------------------------------------+--------+------+--------+-------+
1As you may be aware, on 15 September 2008 AV Lomas, SA Pearson, MJA Jervis and
DY Schwarzmann, each a partner of PricewaterhouseCoopers LLP, ("Administrators")
were appointed joint administrators of Lehman Brothers International (Europe)
(in administration) ("LBIE"). As a result of the circumstances of LBIE's
administration, LBIE's records may not reflect an accurate statement of its
holding in shares of the Company. Discrepancies may arise, for example, as a
result of trades which were executed prior to the administration of LBIE not
being settled as between the parties post-administration, and as a result of the
termination of contracts between LBIE and its counterparties (e.g. derivatives
transactions under master agreements, and the liquidation of positions by third
parties). In addition, LBIE employees with knowledge relevant to the holding may
no longer work in LBIE's business. In preparing this Form, LBIE has reviewed
such information as is readily available to it from a range of LBIE records
("Records") and the information provided herein is provided on the basis of the
information in those Records.
(c) Rights to subscribe (Note 3)
+------------------------------------+------------------------------------------------------+
| Class of relevant security: | Details |
+------------------------------------+------------------------------------------------------+
| | |
+------------------------------------+------------------------------------------------------+
3. DEALINGS (Note 4)
(a) Purchases and sales
+------------------------------+-----------------------------+-------------------------------+
| Purchase/sale | Number of securities | Price per unit (Note 5) |
+------------------------------+-----------------------------+-------------------------------+
| Sale | 160,625 | 0.2048000(EUR) |
| | | |
+------------------------------+-----------------------------+-------------------------------+
(b) Derivatives transactions (other than options)
+-----------------+--------------------+----------------------------+-------------------------+
| Product name, | Long/short (Note | Number of securities (Note | Price per unit (Note 5) |
| e.g. CFD | 6) | 7) | |
+-----------------+--------------------+----------------------------+-------------------------+
| | | | |
+-----------------+--------------------+----------------------------+-------------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| Product | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| name, e.g. | selling, | securities to | price | American, | date | money |
| call option | purchasing, | which the | | European | | paid/received |
| | varying etc. | option | | etc. | | per unit |
| | | relates | | | | (Note |
| | | (Note 7) | | | | 5) |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| | | | | | | |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
(ii) Exercising
+------------------------------+-----------------------------+-------------------------------+
| Product name, e.g. call | Number of securities | Exercise price per unit (Note |
| option | | 5) |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
(d) Other dealings (including new securities) (Note 4)
+------------------------------+-----------------------------+-------------------------------+
| Nature of transaction (Note | Details | Price per unit (if |
| 8) | | applicable) (Note 5) |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
+--------------------------------------------+--------------------------------+
| Is a Supplemental Form 8 attached? (Note | NO |
| 9) | |
+--------------------------------------------+--------------------------------+
+---------------------------------------------------+---------------------------------------+
| Date of disclosure | 29th April 2009 |
| | |
+---------------------------------------------------+---------------------------------------+
| Contact name | Mark Harris |
| | |
+---------------------------------------------------+---------------------------------------+
| Telephone number | 020 7163 2358 |
| | |
+---------------------------------------------------+---------------------------------------+
| If a connected EFM, name of offeree/offeror with | N/A |
| which connected | |
| | |
+---------------------------------------------------+---------------------------------------+
| If a connected EFM, state nature of connection | N/A |
| (Note 10) | |
| | |
+---------------------------------------------------+---------------------------------------+
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Lehman Brothers International (Europe)
AV Lomas, SA Pearson, DY Schwarzmann and MJA Jervis were appointed as Joint
Administrators of Lehman Brothers International (Europe) on 15 September 2008 to
manage its affairs, business and property as agents without personal liability.
AV Lomas, SA Pearson, DY Schwarzmann and MJA Jervis are licensed to act as
insolvency practitioners by the Institute of Chartered Accountants in England
and Wales.
This information is provided by RNS
The company news service from the London Stock Exchange
END
RETILMMTMMTTBML
Summit Germany (LSE:SGL)
Historical Stock Chart
From Oct 2024 to Nov 2024
Summit Germany (LSE:SGL)
Historical Stock Chart
From Nov 2023 to Nov 2024
