MASSACHUSETTS FINANCIAL: Form 8.3 - SHAFTESBURY PLC
March 03 2023 - 7:15AM
UK Regulatory
TIDMSHB
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Massachusetts Financial Services Company
Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
(b) settlor and beneficiaries must be named.
Name of offeror/offeree in relation to whose
relevant securities this form relates: Use a
(c) separate form for each offeror/offeree SHAFTESBURY PLC
If an exempt fund manager connected with an
offeror/offeree, state this and specify
(d) identity of offeror/offeree:
Date position held/dealing undertaken: For an
opening position disclosure, state the latest
(e) practicable date prior to the disclosure 02 March 2023
In addition to the company in 1(c) above, is
the discloser making disclosures in respect of
any other party to the offer? If it is a cash YES
(f) offer or possible cash offer, state "N/A" CAPITAL & COUNTIES PROPERTIES PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.
Interests and short positions in the relevant securities of the offeror or offeree
(a) to which the disclosure relates following the dealing (if any)
Class of relevant security: Real Estate Investment Trust (GB0007990962)
Interests Short Positions
Number % Number %
Relevant securities owned
(1) and/or controlled: 17,543,088 4.56 %
(2) Cash-settled derivatives:
Stock-settled derivatives
(including options) and
(3) agreements to purchase/sell:
Total 17,543,088 * 4.56 %
* Massachusetts Financial Services Company does not have discretion regarding voting decisions in respect of
654,956 shares that are included in the total above.
All interests and all short positions should be disclosed. Details of any open stock-settled derivative
positions (including traded options), or agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named
in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security
dealt in. The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Real Estate Investment Trust
(GB0007990962) Purchase 1,078 4.1305 GBP
(b) Cash-settled derivative transactions
Nature of dealing e.g.
opening/closing a
Class of long/short position, Number of
relevant increasing/reducing a reference
security Product description e.g. CFD long/short position securities Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type e.g.
Class of description purchasing, securities to price American,
relevant e.g. call selling, which option per European Expiry Option money paid/
security option varying etc. relates unit etc. date received per unit
(ii) Exercise
Class of
relevant Product description e.g. Exercising/ exercised Number of
security call option against securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Nature of dealing e.g. Price per unit (if
Class of relevant security subscription, conversion Details applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer: Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or understandings, state
"none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the
disclosure and any other person relating to: (i) the voting rights of any relevant securities under any
option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any
derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure 03 March 2023
Contact name Nikki Cagan
Telephone number +442074297243
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20230303005212/en/
CONTACT:
Massachusetts Financial Services Company
SOURCE: Massachusetts Financial Services Company
Copyright Business Wire 2023
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