EPT Disclosure SPI Lasers
October 11 2008 - 12:11PM
UK Regulatory
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Panmure Gordon (UK)
trader Limited
Company dealt in SPI LASERS
Class of relevant security Ordinary Shares
to which the dealings
being disclosed relate
(Note 1)
Date of dealing 25th September 2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of Highest Lowest
securities price paid price paid
purchased (Note 3) (Note 3)
669,920 40p 37p
Total number of Highest price Lowest price
securities received received
sold (Note 3) (Note 3)
660,000 40p 40p
(b) Derivatives transactions (other than options)
Product Long/sho Number of Price per
name, rt securities unit
e.g. CFD (Note 4) (Note 5) (Note 3)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Produ Writin Numbe Exerc Type, Expi Option
ct g, r of ise e.g. ry moneypaid/r
name, sellin secur price Americ date eceived
e.g g, ities an, per unit
call purcha to Europe (Note 3)
optio sing, which an
n varyin the etc.
g etc optio
n
relat
es
(Note
5)
(ii) Exercising
Product Number of Exercise price
name, e.g. securities per unit
call option (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Date of disclosure 26th September 2008
Contact name Georgia Law
Telephone number 020 7614 8392
Name of offeree/offeror SPI LASERS
with which connected
Nature of connection Broker and advisor
(Note 6) to SPI LASERS
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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