Seneca Growth Capital VCT Tr-1: Notification Of Major Holdings
October 28 2021 - 8:06AM
UK Regulatory
TIDMHYG TIDMSVCT
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BG13MH08
Issuer Name
SENECA GROWTH CAPITAL VCT PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Ian William Currie
City of registered office (if applicable)
Haydock
Country of registered office (if applicable)
UK
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s)
subject to the notification obligation, above
N/A
City of registered office (if applicable)
N/A
Country of registered office (if applicable)
N/A
5. Date on which the threshold was crossed or reached
28-Apr-2021
6. Date on which Issuer notified
26-Oct-2021
7. Total positions of person(s) subject to the notification
obligation
Total
number
% of voting of
rights voting
attached to rights
shares (total % of voting rights through financial instruments (total Total of both in held in
. of 8.A) of 8.B 1 + 8.B 2) % (8.A + 8.B) issuer
---------------- --------------------------------------------------------- ------------------ ---------
Resulting situation on the date on which threshold
was crossed or reached 3.130000 0.000000 3.130000 684293
------------------------------------------------------ ---------------- --------------------------------------------------------- ------------------ ---------
Position of previous notification (if applicable)
------------------------------------------------------ ---------------- --------------------------------------------------------- ------------------ ---------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Number of Number of
Class/Type of direct voting indirect % of direct % of indirect
shares ISIN rights voting rights voting rights voting rights
code(if possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------ ------------- ------------- ------------- -------------
GB00BG13MH08 559442 124851 2.560000 0.570000
------------------ ------------- ------------- ------------- -------------
Sub Total 8.A 684293 3.130000%
------------------ ---------------------------- ----------------------------
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Expiration Exercise/conversion Number of voting rights that may be acquired if the % of
financial date period instrument is exercised/converted voting
instrument rights
---------- ---------- ------------------- --------------------------------------------------- ------
Sub Total
8.B1
---------- ------------------------------- --------------------------------------------------- ------
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of Expiration Exercise/conversion Physical Number of % of
financial date period or cash voting voting
instrument settlement rights rights
---------- ---------- ------------------- ---------- --------- ----------
Sub Total
8.B2
---------- ------------------------------------------- --------- ----------
9. Information in relation to the person subject to the
notification obligation
1. Person subject to the notification obligation is not
controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer.
Ultimate Name of % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
controlling controlled the notifiable threshold it equals or is higher than the notifiable threshold threshold
person undertaking
----------- ----------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
10. In case of proxy voting
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional Information
N/A
12. Date of Completion
26-Oct-2021
13. Place Of Completion
Haydock Merseyside UK
(END) Dow Jones Newswires
October 28, 2021 08:06 ET (12:06 GMT)
Copyright (c) 2021 Dow Jones & Company, Inc.
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