Barclays PLC Form 8.5 (EPT/NON-RI) THG PLC (0791X)
April 21 2023 - 5:53AM
UK Regulatory
TIDMBARC TIDMTHG
RNS Number : 0791X
Barclays PLC
21 April 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in THG PLC
relation to whose
relevant securities this form
relates:
------------------------------------------------- --------------------------------------------
(c) Name of the party to the offer THG PLC
with which exempt
principal trader is connected
------------------------------------------------- --------------------------------------------
(d) Date position held/dealing 20 Apr 2023
undertaken:
------------------------------------------------- --------------------------------------------
(e) In addition to the company NO
in 1(b) above, is the exempt
principal
trader making disclosures
in respect of any other party
to the offer?
------------------------------------------------- --------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.5p ordinary
Interests Short Positions
-----------------------
Number (%) Number (%)
------ ----------- ----------
(1) Relevant securities owned and/or
controlled: 3,789,908 0.29% 14,650,261 1.13%
----------- ------ ----------- ----------
(2) Cash-settled derivatives: 14,522,514 1.12% 2,737,836 0.21%
----------- ------ ----------- ----------
(3) Stock-settled derivatives (including
options) and agreements to purchase/sell: 0 0.00% 0 0.00%
----------- ------ ----------- ----------
TOTAL: 18,312,422 1.41% 17,388,097 1.34%
----------- ------ ----------- ----------
(b) Rights to subscribe for new securities (including directors and
other executive options)
Class of relevant security in relation
to
which subscription right exists
Details, including nature of the
rights
concerned and relevant percentages:
--------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total number Highest Lowest price per unit
of relevant of price per
unit paid/received
security securities
paid/received
0.5p Purchase 2445539 0.8610 0.8170 GBP
ordinary GBP
--------------- -------------- ---------------- --------------------------------------------
0.5p Sale 757405 0.8590 0.8310 GBP
ordinary GBP
--------------- -------------- ---------------- --------------------------------------------
(b) Cash-settled derivative transactions
Class Product Nature Number Price per
of description of dealing of
unit
relevant reference
security securities
0.5p SWAP Decreasing 13,230 0.8500 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p CFD Decreasing 15,127 0.8441 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p CFD Decreasing 16,841 0.8598 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Decreasing 18,482 0.8560 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Decreasing 32,833 0.8496 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Decreasing 56,048 0.8454 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Decreasing 60,733 0.8423 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Decreasing 71,727 0.8584 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p CFD Decreasing 181,802 0.8450 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Increasing 1,886 0.8309 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p CFD Increasing 4,214 0.8500 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Increasing 44,174 0.8545 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Increasing 61,356 0.8518 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Increasing 76,482 0.8519 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p CFD Increasing 139,654 0.8377 GBP
ordinary Long
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Increasing 5,850 0.8496 GBP
ordinary Short
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Increasing 16,889 0.8497 GBP
ordinary Short
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Increasing 23,242 0.8454 GBP
ordinary Short
--------------- -------------- ---------------- --------------------------------------------
0.5p SWAP Opening 1,600,000 0.8170 GBP
ordinary Short
--------------- -------------- ---------------- --------------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
(ii) Exercising
Class Product Exercising/ Number Exercise price per
of relevant description exercised of
against unit
security securities
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per unit (if
of relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 21 Apr 2023
--------------------------------------------
Contact name: Large Holdings Regulatory Operations
--------------------------------------------
Telephone number: 020 3134 7213
--------------------------------------------
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