Barclays PLC Form 8.5 (EPT/NON-RI) THG PLC (4328Y)
May 04 2023 - 4:44AM
UK Regulatory
TIDMBARC TIDMTHG
RNS Number : 4328Y
Barclays PLC
04 May 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
(b) Name of offeror/offeree in THG PLC
relation to whose
relevant securities this form
relates:
------------------------------------------------- --------------------------------------------
(c) Name of the party to the offer THG PLC
with which exempt
principal trader is connected
------------------------------------------------- --------------------------------------------
(d) Date position held/dealing 03 May 2023
undertaken:
------------------------------------------------- --------------------------------------------
(e) In addition to the company NO
in 1(b) above, is the exempt
principal
trader making disclosures in
respect of any other party to
the offer?
------------------------------------------------- --------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 0.5p ordinary
Interests Short Positions
-----------------------
Number (%) Number (%)
------ ----------- ----------
(1) Relevant securities owned and/or
controlled: 4,133,911 0.32% 17,437,214 1.34%
----------- ------ ----------- ----------
(2) Cash-settled derivatives: 17,377,135 1.34% 3,253,378 0.25%
----------- ------ ----------- ----------
(3) Stock-settled derivatives (including
options) and agreements to purchase/sell: 0 0.00% 0 0.00%
----------- ------ ----------- ----------
TOTAL: 21,511,046 1.66% 20,690,592 1.59%
----------- ------ ----------- ----------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant security in relation
to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
--------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class of Purchase/sale Total number Highest Lowest price per unit
relevant of price per
unit paid/received
security securities
paid/received
0.5p ordinary Purchase 1810259 1.1663 1.1376 GBP
GBP
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary Sale 1926415 1.1740 1.1389 GBP
GBP
--------------- -------------- ---------------- --------------------------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number Price per
description dealing of
relevant unit
reference
security
securities
0.5p ordinary SWAP Decreasing 1 1.1635 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 1 1.1620 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 2 1.1630 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary CFD Decreasing 45,473 1.1534 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 100,445 1.1466 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 127,501 1.1467 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 151,137 1.1372 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary CFD Decreasing 380,401 1.1442 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 1,895 1.1475 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 3,972 1.1497 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 8,701 1.1475 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 9,898 1.1563 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 13,122 1.1491 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 35,659 1.1505 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 45,000 1.1483 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 85,596 1.1502 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 103,780 1.1620 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 121,126 1.1620 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 167,105 1.1516 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 276,621 1.1511 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Opening 48,642 1.1486 GBP
Long
--------------- -------------- ---------------- --------------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per
unit
relates
(ii) Exercising
Class of Product Exercising/ Number Exercise price per
relevant description exercised of
against unit
security securities
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price per unit (if
relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to: (i) the voting rights of any relevant
securities under any option; or (ii) the voting rights of future
acquisition or disposal of any relevant securities to which any derivative
is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 04 May 2023
--------------------------------------------
Contact name: Large Holdings Regulatory
Operations
--------------------------------------------
Telephone number: 020 3134 7213
--------------------------------------------
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