Barclays PLC Form 8.5 (EPT/NON-RI) THG PLC (6044Y)
May 05 2023 - 5:52AM
UK Regulatory
TIDMBARC TIDMTHG
RNS Number : 6044Y
Barclays PLC
05 May 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
(b) Name of offeror/offeree in relation THG PLC
to whose
relevant securities this form relates:
------------------------------------------------------- --------------------------------------------
(c) Name of the party to the offer with THG PLC
which exempt
principal trader is connected
------------------------------------------------------- --------------------------------------------
(d) Date position held/dealing undertaken: 04 May 2023
------------------------------------------------------- --------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
------------------------------------------------------- --------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.5p ordinary
Interests Short Positions
-----------------------
Number (%) Number (%)
------ ----------- ----------
(1) Relevant securities owned and/or controlled: 4,105,980 0.32% 16,963,011 1.31%
----------- ------ ----------- ----------
(2) Cash-settled derivatives: 16,930,863 1.30% 3,253,378 0.25%
----------- ------ ----------- ----------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
----------- ------ ----------- ----------
TOTAL: 21,036,843 1.62% 20,216,389 1.56%
----------- ------ ----------- ----------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
--------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total number Highest Lowest price per unit
of relevant of price per
unit paid/received
security securities
paid/received
0.5p ordinary Purchase 2024498 1.1202 GBP 0.8442 GBP
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary Sale 1565433 1.0632 GBP 0.8442 GBP
--------------- -------------------- ---------------- --------------------------------------------
(b) Cash-settled derivative transactions
Class Product Nature of dealing Number of Price per
of description
reference unit
relevant
securities
security
0.5p ordinary SWAP Decreasing 2 0.9518 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 6,576 0.8591 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Decreasing 14,963 0.9014 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Decreasing 27,500 0.8870 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Decreasing 40,924 0.9517 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Decreasing 131,188 0.9518 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 146,372 0.9766 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 242,648 0.9997 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Decreasing 409,538 0.9899 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Decreasing 524,196 0.9892 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 125 0.9627 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 5,789 0.9933 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 10,000 0.9191 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 10,000 0.9224 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 12,433 0.9518 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 14,100 0.9333 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 21,744 1.0321 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 22,667 0.9607 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 25,000 0.8935 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 53,015 0.9965 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 105,787 0.9816 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Increasing 196,249 0.9704 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary CFD Increasing 565,423 0.9584 GBP
Long
--------------- -------------------- ---------------- --------------------------------------------
0.5p ordinary SWAP Opening Long 55,303 0.9814 GBP
--------------- -------------------- ---------------- --------------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying etc to which received
option per
unit
relates
(ii) Exercising
Class Product Exercising/ Number of Exercise price per
of relevant description exercised against
securities unit
security
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per unit (if
of relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 05 May 2023
--------------------------------------------
Contact name: Large Holdings Regulatory
Operations
--------------------------------------------
Telephone number: 020 3134 7213
--------------------------------------------
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