Form 8.5 (EPT/RI) AMENDMENT
September 20 2010 - 7:03AM
UK Regulatory
TIDMTOMK
RNS Number : 9649S
Bank of America Merrill Lynch
20 September 2010
+--+-----------+-----------+---------------------------------------------------------+--------------------+
| | | AMENDMENT | | FORM 8.5 (EPT/RI) |
| | | | | |
+--+-----------+-----------+---------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | Tomkins Plc |
| | whose | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to Pinafore LLC |
| | which exempt | and Pinafore, Inc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | principal trader is connected: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 10/09/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+-------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+-------------------+--------------+--------------+------------+-------------+
+---+-------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+-------------------+--------------+--------------+------------+-------------+
+---+-------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+-------------------+----------------------------+---------------+---------------+
+---+-------------------+--------------+--------------+-------------+-------------+
| | Common - | Purchase | 462,246 | GBP 3.24 | GBP 3.23 |
| | GB0008962655 | | | | |
+---+-------------------+--------------+--------------+-------------+-------------+
+---+-------------------+--------------+--------------+-------------+-------------+
| | Common - | Sale | 170,328 | GBP 3.24 | GBP 3.23 |
| | GB0008962655 | | | | |
+---+-------------------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 8354 | GBP 3.24 |
| | GB0008962655 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 33 | GBP 3.24 |
| | GB0008962655 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 437 | GBP 3.24 |
| | GB0008962655 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 650 | GBP 3.24 |
| | GB0008962655 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 670 | GBP 3.24 |
| | GB0008962655 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 800 | GBP 3.24 |
| | GB0008962655 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 948 | GBP 3.23 |
| | GB0008962655 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 4000 | GBP 3.24 |
| | GB0008962655 | | | | |
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