JPMorgan Securities Plc Form 8.5 (EPT/RI)- Northgate plc (9062D)
February 24 2020 - 5:49AM
UK Regulatory
TIDMNTG
RNS Number : 9062D
JPMorgan Securities Plc
24 February 2020
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Northgate plc
relates:
Use a separate form for each offeror/offeree
-------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Financial adviser to Redde plc
-------------------------------
(d) Date dealing undertaken: 21 February 2020
-------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader making Yes, Redde plc
disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
-------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
Ordinary Share Purchase 149,534 2.8800 GBP 2.8000 GBP
Sale 178,281 2.8712 GBP 2.7950 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Ordinary Share Equity Swap Long 56,132 2.7520 GBP
968 2.8019 GBP
1,692 2.8061 GBP
1,556 2.8077 GBP
4,254 2.8094 GBP
450 2.8099 GBP
1,366 2.8143 GBP
3,346 2.8175 GBP
1,103 2.8187 GBP
18,055 2.8199 GBP
3,528 2.8200 GBP
13,917 2.8251 GBP
5,271 2.8277 GBP
16,724 2.8514 GBP
1,834 2.8548 GBP
2,268,473 2.8550 GBP
14,231 2.8704 GBP
Short 44,948 2.7131 GBP
221,298 2.7274 GBP
158,544 2.7293 GBP
17,777 2.7416 GBP
6,131 2.7430 GBP
920,862 2.7446 GBP
963,392 2.7566 GBP
60 2.8000 GBP
1,110 2.8001 GBP
1,248 2.8052 GBP
170 2.8053 GBP
28,542 2.8085 GBP
1,127 2.8124 GBP
3,208 2.8179 GBP
19,949 2.8200 GBP
6,309 2.8211 GBP
1,834 2.8548 GBP
2,268,473 2.8550 GBP
2,434 2.8552 GBP
960 2.8579 GBP
6,249 2.8613 GBP
84,107 2.8615 GBP
856,702 2.8618 GBP
135,200 2.8629 GBP
22,542 2.8845 GBP
3,119 3.0557 GBP
1,296 3.0580 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
Ordinary
Share
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 24 February 2020
Contact name: Alwyn Basch
-----------------
Telephone number: 020 7742 7407
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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