Company: International Bancshares Corp. (IBOC) 
   Participation: International received preliminary approval to sell $216 
   million in preferred shares and related warrants. 
   Date of disclosure: Nov. 20 
   Notes: On Oct. 27, the bank's board approved resolutions to amend bank 
   by-laws to allow issuing preferred shares and called for a special 
   shareholder meeting, scheduled for Dec. 19, to approve the move. 
 
   Company: LNB Bancorp Inc. (LNBB) 
   Participation: LNB received preliminary approval for a $25.2 million 
   investment. 
   Date of disclosure: Nov. 20 
   Notes: LNB expects the transaction to close by year's end. 
 
   Company: M&T Bank Corp. (MTB) 
   Participation: M&T received preliminary approval for its application to 
   issue $600 million of preferred shares. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Peapack-Gladstone Financial Corp. (PGC) 
   Participation: Peapack-Gladstone receieved preliminary approval to sell 
   $28.7 million of preferred shares and related warrants. 
   Date of disclosure: Nov. 20 
   Notes: Peapack-Gladstone must obtain shareholder approval to amend the 
   company's charter to authorize issuing preferred stock. 
 
   Company: Raymond James Financial Inc. (RJF) 
   Participation: Raymond James confirmed that it applied to participate. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Southwest Bancorp Inc. (OKSB) 
   Participation: Southwest Bancorp received preliminary approval to sell up 
   to $70 million in preferred shares and related warrants for the purchase of 
   $10.5 million of common stock. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Wainwright Bank & Trust Co. (WAIN) 
   Participation: Wainwright received preliminary approval for a $22 million 
   investment. 
   Date of disclosure: Nov. 20 
   Notes: The new capital will increase Wainwright's leverage capital ratio to 
   9.04% from 6.81%, its Tier 1 risk-based capital ratio to 12.07% from 9.1% 
   and its total risk-based capital ratio 13.79% from 10.82%. 
 
   Company: Wilshire Bancorp Inc. (WIBC) 
   Participation: Wilshire received preliminary approval for the U.S. Treasury 
   to invest about $62 million in senior preferred stock and related warrants. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Boston Private Financial Holdings Inc. (BPFH) 
   Participation: Boston Private received preliminary approval for an 
   investment of about $150 million. 
   Date of disclosure: Nov. 19 
   Notes: n/a 
 
   Company: CVB Financial Corp. (CVBF) 
   Participation: CVB received preliminary approval for up to $130 million. 
   Date of disclosure: Nov. 19 
   Notes: n/a 
 
   Company: Security Bank Corp. (SBKC) 
   Participation: Security Bank has applied and believes it may be eligible to 
   receive about $21.8 million to $65.5 million. 
   Date of disclosure: Nov. 19 
   Notes: Security Bank will hold a shareholders' meeting in the fourth 
   quarter to seek approval to amend its articles of incorporation to allow 
   for the issuance of preferred stock and to increase the number of 
   authorized common shares. 
 
   Company: Susquehanna Bancshares Inc. (SUSQ) 
   Participation: Susquehanna received preliminary approval to issue $300 
   million in preferred shares and warrants to buy $45 million in common 
   stock. 
   Date of disclosure: Nov. 19 
   Notes: The new capital will raise the company's Tier 1 capital ratio to 
   11.4% from 8.63% at Sept. 30. 
 
   Company: Capital One Financial Corp. (COF) 
   Participation: Capital One sold $3.56 billion in preferred stock and issued 
   a warrant to buy 12.7 million commons shares at an initial exercise price 
   of $42.13 a share. 
   Date of disclosure: Nov. 18 
   Notes: On Oct. 27, Capital One announced receiving approval. 
 
   Company: Integra Bank Corp. (IBNK) 
   Participation: Integra applied to participate. 
   Date of disclosure: Nov. 18 
   Notes: n/a 
 
   Company: Pinnacle Financial Partners Inc. (PNFP) 
   Participation: Pinnacle applied for the sale of up to $95 million of 
   preferred shares and related warrants. 
   Date of disclosure: Nov. 18 
   Notes: n/a 
 
   Company: PHH Corp. (PHH) 
   Participation: PHH filed a "placeholder" application and is seeking thrift 
   status. 
   Date of disclosure: Nov. 18 
   Notes: n/a 
 
   Company: Phoenix Cos. (PNX) 
   Participation: Phoenix filed a "placeholder" application and is seeking 
   thrift status. 
   Date of disclosure: Nov. 18 
   Notes: Phoenix has not yet identified a savings association or savings and 
   loan holding company to acquire.

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