By Deborah Levine
The handful of U.S. bond-fund managers who avoided last year's
market bloodbath by hiding out in Treasurys now say they favor
owning corporate and mortgage bonds and selling U.S. government
debt.
PIMCO, Vanguard, Morgan Stanley and First Pacific Advisors funds
that gained from about 5% to a stunning 49% while the Standard
& Poor's 500-stock index (SPX) plunged 37% last year are
inclined to take a bit more risk.
They're sticking to mortgage-related debt and other bonds
supported by the Treasury or Federal Reserve. And they are
cautiously buying corporate bonds.
"Investment-grade credit is very attractive," said Gregory
Davis, head of bond indexing at Vanguard and portfolio manager for
its Long-Term Bond Index Fund (VBLTX). It gained 8.6% in 2008,
making it one of the top-performing U.S. bond funds last year,
according to investment researcher Morningstar Inc.
For corporate bonds, "a lot of bad news is priced in, including
defaults and downgrades," Davis said.
Top-performing fund managers are selling or paring their
holdings of U.S. Treasurys, one of last year's best-performing
assets. The $2 trillion in new bonds the Treasury is expected to
issue this year will likely weigh on prices.
Meanwhile, other government programs to bail out the credit
markets, say by guaranteeing bank debt, will make Treasurys less
attractive, managers say.
"As policy maneuvers are implemented and make the way through
the system, prudent investment managers are going to be reducing
their risk-free exposure and going more towards risk products,"
meaning anything besides Treasurys, said Steve Rodosky, manager of
PIMCO Long Duration Total Return Fund (PLRIX), which gained 12.4%
last year.
By comparison, the Barclays Capital U.S. Aggregate Bond Index
rose 5.24% in 2008. A wide range of bond funds took huge losses as
volatility and illiquidity in credit markets made trading dicey,
and investors fled most assets in favor of the safety of Treasurys
-- slamming holdings in corporate debt, mortgages, and even
municipal bonds.
If more investors follow these managers' strategy into corporate
debt and mortgages and out of Treasurys, the government will end up
paying more to finance its growing deficits. And investors who have
hung onto Treasurys bought in the current rally could see their
portfolios take a nosedive.
Copying The Fed
One strategy that successful managers say has some legs is to
buy debt that the government also is buying.
That strategy lends itself to holding mortgage-backed securities
and debt sold by the big housing finance agencies including Fannie
Mae (FNM), Freddie Mac (FRE), Ginnie Mae and the Federal Home Loan
Banks.
The Fed has purchased $24.6 billion in agency debt since
December, and aims to buy as much as $100 billion worth, in the
hopes of lowering mortgage rates and reviving the housing
market.
First Pacific Advisors' New Income Fund (FPNIX), which rose 4.8%
last year, is keeping the biggest chunk of its cash in
mortgage-backed securities.
Thomas Atteberry, who helps run the fund and was named
Morningstar's fixed-income manager of the year for 2008, plans to
keep that segment around 42% of the fund. He also has about 20% of
the fund in agency debt. Both benefit from having the Fed as a
major buyer, in addition to the government taking over Fannie and
Freddie last year, effectively guaranteeing those entities.
"The Fed will keep those capitalized because it needs the
institutions to implement policies in the mortgage space,"
Atteberry said.
Companies that are explicitly benefiting from policy actions are
likely to have the best opportunities, said Rodosky, who also
manages the PIMCO Extended Duration Fund (PEDIX). That fund gained
49% last year, predominantly by holding Treasury and agency
zero-coupon bonds that perform well in a declining rate
environment, he said.
Debt sold by banks that is guaranteed by the Federal Deposit
Insurance Corp. should do well, he said.
Also, debt sold by firms that have issued FDIC-backed notes but
that trade on their own rating have good potential relative to the
risk involved, he said.
Goldman Sachs (GS), Citigroup (C) and Morgan Stanley (MS) have
issued FDIC-backed bonds.
Still, "there are going to be some losers in this process,
despite the government guarantees," he said. Several institutions
are likely to be consolidated.
"Not every bond out there is money good," he said.
Company Debt Looking Better
Several managers recommended investment-grade debt, rated at
least Baa by Moody's Investors Service or BBB by Standard &
Poor's, saying its yields compared with benchmark Treasurys is
advantageous.
Corporate bonds rated A or higher carry yields 4.66 percentage
points over Treasurys, according to an index compiled by Merrill
Lynch. That spread skyrocketed to as much as 5.90 points in early
December, after generally being below 1.5 points until late
2007.
Wide spreads mean there's a good opportunity for those bonds to
improve as the gap narrows, Vanguard's Davis said.
"If we see even a stabilizing economy, we can see outperformance
in this sector," he said.
Part of Vanguard's gains can be attributed to engaging in less
trading than more actively-managed funds, because it's designed to
match the characteristics of the Barclays Capital U.S.
Government/Credit Bond Index, Davis said.
That Barclays index rose 5.7% in 2008.
In matching the index, the fund's biggest holdings include
General Electric Co. (GE) and AT&T Inc. (T).
GE's bonds, rated AAA, sold off sharply last year as a broader
crisis of confidence led investors to demand higher yields on all
company debt, but ended 2008 much closer to where it started
it.
David Armstrong, who helps oversee the Morgan Stanley Long
Duration Fixed Income Fund (MSFIX), also has focused on companies
that have conservative operating and financial leverage and are
able to withstand a severe recession.
"It is hard to judge the depth and duration of the economic
contraction so we are concentrating on credit quality," Armstrong
said.
The fund returned 10.9% in 2008. It started last year with about
30% in corporate bonds, less than its benchmark, anticipating more
weakness in the economy than many others were positioned for. The
fund is now up to 45% in company debt, largely through the addition
of high quality industrial names, he said.
He noted a number of high-quality issuers have issued debt
recently, including Wal-Mart Stores Inc.(WMT), McDonald's Corp.
(MCD) and Emerson (EMR).
Treasury Rally Over
Bond managers expressed the most distaste for Treasurys, which
helped several avoid the market's pitfalls last year. They expect
Treasury bond prices to fall, pushing yields up, hurt by the same
policies that help other assets. The government is incurring a lot
of debt buying other securities and propping up financial markets,
let alone the massive economic stimulus package expected to be
approved in the next month or so.
"We're going to see rates back up on the longer-dated paper,"
Davis said. "There is a lot of supply to be digested."
Ten-year notes (UST10Y) yield 2.73%, up from a record low of
2.04% on Dec. 18.
Still, uncertainty about the economic outlook for 2009 has First
Pacific Advisors' Atteberry cautious.
Enough policy questions remain to keep him from aggressively
adding to holdings he already had.
For example, legislation to change bankruptcy laws to allow
judges to change mortgage terms could wreak havoc on the mortgage
market, where investors focus intently on how long a given mortgage
will be outstanding or be refunded.
Also, the speculation that the government wants to help a lot of
home purchasers lock in mortgage rates close to 4.50% for 30 years
means those owners will have little incentive to move, also
affecting how long a mortgage will actually be outstanding,
Atteberry said.
"These are fundamental changes to the rules of the mortgage
space, so prudence tells you to back away," he said.
A reflection of that view, the fund has about 31% in cash or
cash equivalents, he said.
"There are a lot of policy moves and I think people should wait
and see what the rule changes look like," Atteberry said.
-Deborah Levine, 415-439-6400; AskNewswires@dowjones.com
Click here to go to Dow Jones NewsPlus, a web front
page of today's most important business and market news, analysis
and commentary. You can use this link on the day this article is
published and the following day.